1492 Capital Management’s Cathay General Bancorp CATY Stock Holding History

1492 Capital Management’s Portfolio CATY Stock Details CATY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-6,762	Closed	-$208K	–	112
2016 Q3	$208K	Buy	+6,762	New	+$205K	0.17%	97
2016 Q2	–	Sell	-11,614	Closed	-$329K	–	111
2016 Q1	$329K	Hold	11,614	–	–	0.28%	70
2015 Q4	$364K	Sell	11,614 -23	-0.2%	-$737	0.26%	76
2015 Q3	$349K	Buy	11,637 +1,180	+11%	+$36.8K	0.25%	85
2015 Q2	$339K	Buy	10,457 +92	+0.9%	+$2.78K	0.21%	91
2015 Q1	$295K	Hold	10,365	–	–	0.17%	101
2014 Q4	$265K	Hold	10,365	–	–	0.17%	103
2014 Q3	$257K	Sell	10,365 -433	-4%	-$11.2K	0.14%	95
2014 Q2	$276K	Buy	+10,798	New	+$266K	0.14%	99

Other funds holding CATY

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

1492 Capital Management's CATY Position: Q4 2016 in Review

1492 Capital Management sold out of Cathay General Bancorp (CATY) in Q4 2016, closing a stake of 6,762 shares — an estimated $208K sold.

1492 Capital Management first reported a position in CATY in Q2 2014 and held it in 9 quarters. The position peaked at $364K in Q4 2015. 210 funds tracked by Wall St. Rank hold CATY as of Q4 2016.

1492 Capital Management reported no remaining Cathay General Bancorp position as of Q4 2016 after selling out during the quarter.
1492 Capital Management sold 6,762 Cathay General Bancorp shares in Q4 2016, an estimated $208K.
1492 Capital Management first reported a position in Cathay General Bancorp in Q2 2014 and held it in 9 quarters.
1492 Capital Management's Cathay General Bancorp position peaked at $364K in Q4 2015.
210 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q4 2016.

Based on 1492 Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.