High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
976
MPM
976
MBB Public Markets
Illinois
$159M -82% 746,397
977
Royal Bank of Canada
977
Royal Bank of Canada
Ontario, Canada
$158M -63% 774,516
978
ETC
978
Exchange Traded Concepts
Oklahoma
$158M Closed 2,114,708
979
Millennium Management
979
Millennium Management
New York
$158M -56% 620,994
980
Citigroup
980
Citigroup
New York
$158M -90% 4,089,914
981
Capital International Investors
981
Capital International Investors
California
$158M Closed 9,852,748
982
Citadel Advisors
982
Citadel Advisors
Florida
$158M -74% 2,974,232
983
BG
983
Baupost Group
Massachusetts
$158M -77% 20,083,300
984
Man Group
984
Man Group
United Kingdom
$158M Closed 520,216
985
HFRG
985
Houlihan Financial Resource Group
Virginia
$158M -97% 3,223,853
986
Hudson Bay Capital Management
986
Hudson Bay Capital Management
Connecticut
$157M Closed 1,000,000
987
Arrowstreet Capital
987
Arrowstreet Capital
Massachusetts
$157M -75% 5,896,310
988
Aberdeen Group
988
Aberdeen Group
United Kingdom
$157M -85% 55,181,558
989
HFRG
989
Houlihan Financial Resource Group
Virginia
$157M -96% 6,192,088
990
Jane Street
990
Jane Street
New York
$157M -82% 3,550,403
991
SG Americas Securities
991
SG Americas Securities
New York
$157M -68% 4,137,829
992
Alkeon Capital Management
992
Alkeon Capital Management
New York
$157M Closed 425,000
993
Marshall Wace
993
Marshall Wace
United Kingdom
$157M -59% 3,678,805
994
FGAM
994
Financial Gravity Asset Management
Texas
$157M -92% 445
995
LAM
995
L2 Asset Management
Massachusetts
$157M -99% 13,237
996
Arrowstreet Capital
996
Arrowstreet Capital
Massachusetts
$157M -55% 1,086,092
997
Capital International Investors
997
Capital International Investors
California
$157M Closed 24,677
998
OPAM
998
Ocean Park Asset Management
California
$157M Closed 3,203,463
999
D.E. Shaw & Co
999
D.E. Shaw & Co
New York
$157M -61% 2,678,029
1000
Bank of Montreal
1000
Bank of Montreal
Ontario, Canada
$156M -75% 1,669,421