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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 232 M +USD 4.34 M +245,054 +2%
Wells Fargo
2
Wells Fargo
California
USD 45.5 M -USD 3.31 M -186,723 -7%
Saba Capital Management
3
Saba Capital Management
New York
USD 44.1 M +USD 14.7 M +830,599 +54%
LPL Financial
4
LPL Financial
California
USD 37.2 M +USD 404 k +22,778 +1%
Invesco
5
Invesco
Georgia
USD 37.1 M +USD 722 k +40,736 +2%
Allspring Global Investments
6
Allspring Global Investments
North Carolina
USD 36.4 M +USD 5.85 M +330,000 +20%
UBS Group
7
UBS Group
Switzerland
USD 33.7 M -USD 1.31 M -74,212 -4%
Raymond James Financial
8
Raymond James Financial
Florida
USD 33.3 M -USD 875 k -49,393 -3%
Bank of America
9
Bank of America
North Carolina
USD 24.2 M -USD 515 k -29,068 -2%
Advisors Asset Management
10
Advisors Asset Management
Colorado
USD 23 M +USD 706 k +39,836 +3%
Guggenheim Capital
11
Guggenheim Capital
Illinois
USD 17.5 M -USD 1.99 M -112,325 -11%
Osaic Holdings
12
Osaic Holdings
Arizona
USD 11.2 M +USD 174 k +9,800 +2%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
USD 11.2 M +USD 90 k +5,081 +0.9%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
USD 8.39 M -USD 1.39 M -78,700 -15%
Stifel Financial
15
Stifel Financial
Missouri
USD 8.14 M +USD 1.99 M +112,444 +35%
Absolute Investment Advisers
16
Absolute Investment Advisers
Florida
USD 7.87 M -USD 150 k -8,447 -2%
Ameriprise
17
Ameriprise
Minnesota
USD 7.84 M -USD 178 k -10,025 -2%
GC
18
GatePass Capital
Ohio
USD 6.9 M +USD 5.62 M +317,387 +604%
TPWM
19
Twelve Points Wealth Management
Massachusetts
USD 6.43 M +USD 348 k +19,617 +6%
AC
20
Almitas Capital
California
USD 6.09 M +USD 4.22 M +238,355 +269%
Capital Investment Advisors
21
Capital Investment Advisors
Georgia
USD 5.52 M +USD 191 k +10,796 +4%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
USD 5.28 M -USD 67.4 k -3,804 -1%
SFS
23
Shaker Financial Services
Virginia
USD 4.97 M -USD 2.66 M -149,994 -37%
Hennion & Walsh Asset Management
24
Hennion & Walsh Asset Management
New Jersey
USD 4.74 M +USD 772 k +43,598 +21%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
USD 4.52 M -USD 45.7 k -2,580 -1%
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