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SOPHiA GENETICS
SOPH

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Prelude Capital Management
51
Prelude Capital Management
New York
USD 90 k +USD 79.1 k +15,596 Nuevas
Envestnet Asset Management
52
Envestnet Asset Management
Illinois
USD 82.2 k +USD 72.3 k +14,243 Nuevas
Walleye Capital
53
Walleye Capital
New York
USD 66.6 k +USD 58.6 k +11,543 Nuevas
Cetera Investment Advisers
54
Cetera Investment Advisers
Illinois
USD 65.8 k +USD 57.9 k +11,404 Nuevas
Perkins Capital Management
55
Perkins Capital Management
Minnesota
USD 60.6 k – – –
First Dallas Securities
56
First Dallas Securities
Texas
USD 57.7 k – – –
AssetMark Inc
57
AssetMark Inc
California
USD 51 k +USD 20.9 k +4,125 +88%
US Bancorp
58
US Bancorp
Minnesota
USD 49.7 k +USD 43.7 k +8,618 Nuevas
Zurich Cantonal Bank
59
Zurich Cantonal Bank
Switzerland
USD 29.5 k +USD 6.88 k +1,357 +36%
BlackRock
60
BlackRock
New York
USD 29.3 k – – –
Barclays
61
Barclays
United Kingdom
USD 15.4 k +USD 13.6 k +2,677 Nuevas
Compagnie Lombard Odier SCmA
62
Compagnie Lombard Odier SCmA
Switzerland
USD 6.09 k – – –
NBC Securities
63
NBC Securities
Alabama
USD 5.69 k – – –
Parallel Advisors
64
Parallel Advisors
California
USD 5.19 k – – –
Royal Bank of Canada
65
Royal Bank of Canada
Ontario, Canada
USD 4 k -USD 94.7 k -18,662 -96%
CoreCap Advisors
66
CoreCap Advisors
Michigan
USD 2.83 k +USD 2.49 k +490 Nuevas
UBS AM
67
UBS AM
Illinois
USD 444 – – –
Russell Investments Group
68
Russell Investments Group
United Kingdom
USD 340 – – –
Harbour Investments
69
Harbour Investments
Wisconsin
USD 321 -USD 25 -5 -8%
Caitong International Asset Management
70
Caitong International Asset Management
Hong Kong
USD 271 +USD 233 +46 +4,600%
SBI Securities
71
SBI Securities
Japan
USD 190 -USD 61 -12 -27%
Susquehanna International Group
72
Susquehanna International Group
Pennsylvania
– -USD 66.8 k -13,156 Cerradas
Osaic Holdings
73
Osaic Holdings
Arizona
– -USD 4.95 k -1,000 Cerradas
Federation des caisses Desjardins du Quebec
74
Federation des caisses Desjardins du Quebec
Quebec, Canada
– -USD 3.46 k -700 Cerradas
JP Morgan Chase
75
JP Morgan Chase
New York
– -USD 1.04 k -206 Cerradas
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