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AllianzIM U.S. Equity Buffer10 Sep ETF
SEPT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
USD 9.8 M -USD 4.23 M -115,190 -31%
Osaic Holdings
2
Osaic Holdings
Arizona
USD 2.01 M +USD 79.6 k +2,170 +4%
Raymond James Financial
3
Raymond James Financial
Florida
USD 1.94 M -USD 313 k -8,537 -14%
LPL Financial
4
LPL Financial
California
USD 1.92 M -USD 19.6 k -534 -1%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
USD 1.49 M +USD 326 k +8,876 +29%
Old Mission Capital
6
Old Mission Capital
Illinois
USD 1.33 M -USD 8.55 k -233 -0.7%
NF
7
Nvest Financial
New Hampshire
USD 1.08 M +USD 15 k +410 +1%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
USD 913 k -USD 494 k -13,470 -36%
AE Wealth Management
9
AE Wealth Management
Kansas
USD 794 k -USD 46.8 M -1,275,435 -98%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
USD 536 k -USD 108 k -2,947 -17%
Independent Financial Group
11
Independent Financial Group
California
USD 464 k -USD 150 k -4,100 -25%
Kestra Advisory Services
12
Kestra Advisory Services
Texas
USD 379 k -USD 276 k -7,510 -43%
Harbour Investments
13
Harbour Investments
Wisconsin
USD 333 k -USD 42.9 k -1,170 -12%
JSA
14
Jim Saulnier & Associates
Colorado
USD 321 k -USD 68.5 k -1,868 -18%
Goldman Sachs
15
Goldman Sachs
New York
USD 297 k +USD 291 k +7,922 Nuevas
Sanctuary Advisors
16
Sanctuary Advisors
Indiana
USD 282 k – – –
Focus Financial Network
17
Focus Financial Network
Minnesota
USD 238 k -USD 514 -14 -0.2%
Allianz
18
Allianz
Germany
USD 188 k – – –
Farther Finance Advisors
19
Farther Finance Advisors
California
USD 181 k – – –
ECA
20
Elevated Capital Advisors
Utah
USD 73.2 k -USD 27.1 k -739 -27%
IFG Advisory
21
IFG Advisory
Georgia
USD 64.1 k +USD 62.6 k +1,707 Nuevas
Blue Bell Private Wealth Management
22
Blue Bell Private Wealth Management
Pennsylvania
USD 58.3 k -USD 1.83 k -50 -3%
Advisornet Financial
23
Advisornet Financial
Minnesota
USD 37.5 k – – –
IFP Advisors
24
IFP Advisors
Florida
USD 27.7 k -USD 1.83 k -50 -6%
LAS
25
Lloyd Advisory Services
Georgia
USD 8.37 k -USD 63.6 k -1,734 -89%
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