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Hartford Multifactor Emerging Markets ETF
ROAM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
PA
1
Paracle Advisors
Washington
USD 18.3 M +USD 629 k +27,932 +3%
Bank of America
2
Bank of America
North Carolina
USD 13 M -USD 765 k -33,952 -5%
Lumbard & Kellner
3
Lumbard & Kellner
New Hampshire
USD 4.44 M +USD 4.54 M +201,409 Nuevas
Brinker Capital Investments
4
Brinker Capital Investments
Pennsylvania
USD 3.9 M – – –
Wellington Management Group
5
Wellington Management Group
Massachusetts
USD 3.16 M +USD 3.24 M +143,608 Nuevas
UBS Group
6
UBS Group
Switzerland
USD 3.12 M -USD 13.7 M -606,877 -81%
Citadel Advisors
7
Citadel Advisors
Florida
USD 2.24 M +USD 298 k +13,240 +15%
Financial Advocates Investment Management
8
Financial Advocates Investment Management
Washington
USD 590 k -USD 64.4 k -2,857 -10%
Resource Planning Group
9
Resource Planning Group
Georgia
USD 580 k -USD 127 k -5,617 -18%
D.A. Davidson & Co
10
D.A. Davidson & Co
Montana
USD 484 k +USD 180 k +8,000 +57%
Raymond James Financial Services Advisors
11
Raymond James Financial Services Advisors
Florida
USD 364 k -USD 299 k -13,290 -45%
Jane Street
12
Jane Street
New York
USD 336 k -USD 1.47 M -65,434 -81%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
USD 319 k -USD 1.12 M -49,787 -77%
Flagship Harbor Advisors
14
Flagship Harbor Advisors
Massachusetts
USD 268 k -USD 66.3 k -2,941 -19%
LPL Financial
15
LPL Financial
California
USD 259 k +USD 65.4 k +2,902 +33%
Wells Fargo
16
Wells Fargo
California
USD 247 k +USD 27.8 k +1,235 +12%
HighTower Advisors
17
HighTower Advisors
Illinois
USD 241 k -USD 12.8 k -569 -5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
USD 222 k +USD 227 k +10,059 Nuevas
Advisor Group
19
Advisor Group
Arizona
USD 54 k -USD 577 k -25,587 -91%
Ladenburg Thalmann Financial Services
20
Ladenburg Thalmann Financial Services
Florida
USD 54 k -USD 5.86 k -260 -10%
First Allied Advisory Services
21
First Allied Advisory Services
California
USD 41 k +USD 41.7 k +1,850 Nuevas
Pin Oak Investment Advisors
22
Pin Oak Investment Advisors
Texas
USD 13 k – – –
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
USD 12 k -USD 578 k -25,655 -98%
Geneos Wealth Management
24
Geneos Wealth Management
Colorado
USD 5 k – – –
Ellis Investment Partners
25
Ellis Investment Partners
Pennsylvania
USD 3 k – – –
1
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