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Invesco Golden Dragon China ETF
PGJ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
BNP Paribas Financial Markets
1
BNP Paribas Financial Markets
France
USD 1.81 M +USD 1.28 M +50,000 +167%
Virtu Financial
2
Virtu Financial
New York
USD 1.64 M +USD 78.3 k +3,052 +4%
IHT Wealth Management
3
IHT Wealth Management
Illinois
USD 928 k -USD 696 k -27,114 -40%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
USD 921 k +USD 223 k +8,687 +27%
Raymond James Financial
5
Raymond James Financial
Florida
USD 859 k -USD 825 k -32,161 -46%
Morgan Stanley
6
Morgan Stanley
New York
USD 850 k -USD 133 k -5,168 -12%
Avestar Capital
7
Avestar Capital
New York
USD 751 k +USD 39.1 k +1,524 +5%
Federation des caisses Desjardins du Quebec
8
Federation des caisses Desjardins du Quebec
Quebec, Canada
USD 729 k +USD 30.8 k +1,200 +4%
MML Investors Services
9
MML Investors Services
Massachusetts
USD 422 k +USD 173 k +6,725 +56%
Wells Fargo
10
Wells Fargo
California
USD 405 k +USD 61.1 k +2,381 +15%
Goldman Sachs
11
Goldman Sachs
New York
USD 349 k -USD 78 k -3,039 -16%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 251 k +USD 42.1 k +1,642 +17%
UBS Group
13
UBS Group
Switzerland
USD 248 k -USD 143 k -5,564 -34%
LPL Financial
14
LPL Financial
California
USD 221 k -USD 15.9 k -620 -6%
Citadel Advisors
15
Citadel Advisors
Florida
USD 206 k +USD 234 k +9,127 Nuevas
Wealth Enhancement Advisory Services
16
Wealth Enhancement Advisory Services
Minnesota
USD 206 k – – –
PCFFS
17
Pacific Center for Financial Services
California
USD 115 k – – –
Harvest Fund Management
18
Harvest Fund Management
China
USD 84 k -USD 19 k -739 -16%
Jones Financial Companies
19
Jones Financial Companies
Missouri
USD 60.8 k +USD 9.6 k +375 +16%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
USD 37 k -USD 61.3 k -2,389 -59%
Fidelity Investments
21
Fidelity Investments
Massachusetts
USD 35.6 k -USD 21.2 k -827 -34%
Osaic Holdings
22
Osaic Holdings
Arizona
USD 34.6 k -USD 13.8 k -537 -26%
US Bancorp
23
US Bancorp
Minnesota
USD 22.6 k – – –
Global Retirement Partners
24
Global Retirement Partners
California
USD 19.2 k +USD 21.8 k +849 Nuevas
HBW
25
Hazlett, Burt & Watson
West Virginia
USD 17 k – – –
1
2