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PhenixFIN
PFX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Putnam Investments
26
Putnam Investments
Massachusetts
USD 700 k +USD 9.7 k +76 +1%
First Trust Capital Management
27
First Trust Capital Management
Illinois
USD 618 k +USD 599 k +4,683 Nuevas
American International Group
28
American International Group
New York
USD 603 k -USD 66.1 k -517 -10%
Ladenburg Thalmann Financial Services
29
Ladenburg Thalmann Financial Services
Florida
USD 567 k -USD 159 k -1,241 -22%
Manning & Napier Advisors
30
Manning & Napier Advisors
New York
USD 533 k – – –
Shikiar Asset Management
31
Shikiar Asset Management
New York
USD 511 k -USD 982 k -7,680 -66%
Eaton Vance Management
32
Eaton Vance Management
Massachusetts
USD 492 k – – –
Girard Securities
33
Girard Securities
California
USD 449 k -USD 35.2 k -275 -8%
GIM
34
Greenwich Investment Management
Connecticut
USD 425 k +USD 58.7 k +459 +17%
Deutsche Bank
35
Deutsche Bank
Germany
USD 420 k +USD 407 k +3,185 Nuevas
Ameriprise
36
Ameriprise
Minnesota
USD 364 k +USD 21 k +164 +6%
Millennium Management
37
Millennium Management
New York
USD 338 k +USD 327 k +2,560 Nuevas
WA
38
WFG Advisors
Texas
USD 278 k +USD 157 k +1,232 +141%
Arete Wealth Advisors
39
Arete Wealth Advisors
Illinois
USD 239 k -USD 16 k -125 -6%
Citigroup
40
Citigroup
New York
USD 235 k -USD 27.1 k -212 -11%
BancorpSouth
41
BancorpSouth
Mississippi
USD 231 k +USD 224 k +1,750 Nuevas
NWAM LLC
42
NWAM LLC
Washington
USD 230 k -USD 6.39 k -50 -3%
HL Financial Services
43
HL Financial Services
Kentucky
USD 188 k +USD 4.09 k +32 +2%
Caxton Corporation
44
Caxton Corporation
New Jersey
USD 179 k +USD 66.5 k +520 +62%
CIBC World Market
45
CIBC World Market
Ontario, Canada
USD 171 k -USD 16.4 k -128 -9%
Northeast Financial Consultants
46
Northeast Financial Consultants
Connecticut
USD 165 k – – –
Equitec Proprietary Markets
47
Equitec Proprietary Markets
Illinois
USD 161 k -USD 27.9 k -218 -15%
Wedbush Securities
48
Wedbush Securities
California
USD 155 k -USD 6.39 k -50 -4%
Private Advisor Group
49
Private Advisor Group
New Jersey
USD 127 k +USD 18.9 k +148 +18%
Raymond James Financial Services Advisors
50
Raymond James Financial Services Advisors
Florida
USD 126 k +USD 122 k +954 Nuevas
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