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AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF
OCTU

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Allianz
1
Allianz
Germany
USD 15.6 M +USD 780 k +26,241 +5%
RFG Advisory
2
RFG Advisory
Alabama
USD 6.39 M +USD 206 k +6,935 +3%
Stephens Inc
3
Stephens Inc
Arkansas
USD 6.27 M -USD 75.7 k -2,544 -1%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
USD 5.23 M -USD 8.19 M -275,484 -62%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
USD 2.5 M +USD 1.53 M +51,493 +168%
UFF
6
USA Financial Formulas
Michigan
USD 2.36 M +USD 261 k +8,772 +13%
AE Wealth Management
7
AE Wealth Management
Kansas
USD 1.46 M -USD 2.97 M -100,023 -68%
OneDigital Investment Advisors
8
OneDigital Investment Advisors
Kansas
USD 1.34 M -USD 590 k -19,825 -31%
Savant Capital
9
Savant Capital
Illinois
USD 1.32 M – – –
Osaic Holdings
10
Osaic Holdings
Arizona
USD 1.3 M -USD 958 k -32,218 -43%
Arax Advisory Partners
11
Arax Advisory Partners
Colorado
USD 797 k +USD 320 k +10,760 +70%
Cypress Wealth Services
12
Cypress Wealth Services
California
USD 776 k – – –
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
USD 709 k -USD 12.4 k -418 -2%
RRMM
14
Regatta Research & Money Management
Louisiana
USD 665 k +USD 650 k +21,856 Nuevas
Jane Street
15
Jane Street
New York
USD 538 k +USD 526 k +17,679 Nuevas
Old Mission Capital
16
Old Mission Capital
Illinois
USD 515 k +USD 75.1 k +2,525 +18%
NIA
17
NBZ Investment Advisors
Tennessee
USD 424 k -USD 11.8 k -396 -3%
Raymond James Financial
18
Raymond James Financial
Florida
USD 411 k +USD 402 k +13,527 Nuevas
Kestra Advisory Services
19
Kestra Advisory Services
Texas
USD 410 k -USD 80.3 k -2,700 -17%
MML Investors Services
20
MML Investors Services
Massachusetts
USD 386 k +USD 22.2 k +746 +6%
Ameriprise
21
Ameriprise
Minnesota
USD 359 k -USD 165 k -5,565 -32%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
USD 324 k +USD 23.8 k +799 +8%
Farther Finance Advisors
23
Farther Finance Advisors
California
USD 266 k +USD 260 k +8,728 Nuevas
HRT Financial
24
HRT Financial
New York
USD 257 k +USD 251 k +8,455 Nuevas
IFP Advisors
25
IFP Advisors
Florida
USD 249 k +USD 50.2 k +1,689 +26%
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