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AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Osaic Holdings
1
Osaic Holdings
Arizona
USD 4.89 M -USD 124 k -2,716 -3%
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
USD 4.2 M -USD 131 k -2,878 -3%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
USD 4.19 M -USD 276 k -6,069 -6%
Raymond James Financial
4
Raymond James Financial
Florida
USD 3.76 M -USD 118 k -2,604 -3%
Sentinus LLC
5
Sentinus LLC
Illinois
USD 3.48 M -USD 1.72 M -37,800 -34%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
USD 3.15 M -USD 728 k -16,002 -19%
LPL Financial
7
LPL Financial
California
USD 3.04 M -USD 320 k -7,044 -10%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
USD 2.54 M +USD 1.8 M +39,656 +265%
Modern Wealth Management
9
Modern Wealth Management
Kansas
USD 2.33 M -USD 1.78 M -39,183 -44%
Blue Bell Private Wealth Management
10
Blue Bell Private Wealth Management
Pennsylvania
USD 1.65 M -USD 34.8 k -765 -2%
MML Investors Services
11
MML Investors Services
Massachusetts
USD 856 k -USD 90.8 k -1,997 -10%
Old Mission Capital
12
Old Mission Capital
Illinois
USD 750 k -USD 194 k -4,265 -21%
Sanctuary Advisors
13
Sanctuary Advisors
Indiana
USD 684 k -USD 15.9 k -350 -2%
PIA
14
Panoramic Investment Advisors
Colorado
USD 617 k – – –
Bleakley Financial Group
15
Bleakley Financial Group
New Jersey
USD 574 k – – –
NWA
16
Navis Wealth Advisors
New York
USD 530 k – – –
Harbour Investments
17
Harbour Investments
Wisconsin
USD 397 k -USD 69.2 k -1,521 -15%
Strategic Blueprint
18
Strategic Blueprint
Georgia
USD 394 k – – –
Focus Financial Network
19
Focus Financial Network
Minnesota
USD 360 k – – –
Kestra Advisory Services
20
Kestra Advisory Services
Texas
USD 299 k +USD 291 k +6,407 Nuevas
Patriot Financial Group Insurance Agency
21
Patriot Financial Group Insurance Agency
Massachusetts
USD 298 k -USD 290 k -6,386 -50%
Mayflower Financial Advisors
22
Mayflower Financial Advisors
Massachusetts
USD 277 k – – –
Spire Wealth Management
23
Spire Wealth Management
Virginia
USD 266 k – – –
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
USD 265 k +USD 27 k +593 +12%
Allianz
25
Allianz
Germany
USD 233 k – – –
1
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