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AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF
NVBU

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Allianz
1
Allianz
Germany
USD 15.6 M +USD 394 k +13,049 +3%
Stephens Inc
2
Stephens Inc
Arkansas
USD 4.78 M -USD 34.2 k -1,132 -0.7%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
USD 2.8 M +USD 2.74 M +90,812 Nuevas
Cypress Wealth Services
4
Cypress Wealth Services
California
USD 2.67 M -USD 272 k -8,995 -9%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
USD 1.53 M -USD 42.4 k -1,404 -3%
Savant Capital
6
Savant Capital
Illinois
USD 1.51 M -USD 247 k -8,185 -14%
SRA
7
Secured Retirement Advisors
Minnesota
USD 688 k +USD 24.5 k +811 +4%
Arax Advisory Partners
8
Arax Advisory Partners
Colorado
USD 589 k +USD 59.9 k +1,983 +12%
MCC
9
Money Concepts Capital
Florida
USD 348 k – – –
Creative Planning
10
Creative Planning
Kansas
USD 343 k – – –
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
USD 305 k -USD 27.3 k -903 -8%
Farther Finance Advisors
12
Farther Finance Advisors
California
USD 265 k +USD 260 k +8,602 Nuevas
GFG
13
Grantvest Financial Group
New Jersey
USD 263 k -USD 27.5 k -911 -10%
PFG Investments
14
PFG Investments
New York
USD 258 k -USD 25.7 k -850 -9%
JP Morgan Chase
15
JP Morgan Chase
New York
USD 255 k -USD 21.1 k -700 -8%
Kestra Advisory Services
16
Kestra Advisory Services
Texas
USD 235 k -USD 57.2 k -1,895 -20%
Barclays
17
Barclays
United Kingdom
USD 108 k +USD 106 k +3,504 Nuevas
Harbour Investments
18
Harbour Investments
Wisconsin
USD 75.9 k -USD 97.8 k -3,239 -57%
IFP Advisors
19
IFP Advisors
Florida
USD 54.6 k – – –
AE Wealth Management
20
AE Wealth Management
Kansas
USD 44.1 k -USD 4.36 M -144,278 -99%
Osaic Holdings
21
Osaic Holdings
Arizona
USD 39.2 k +USD 35.3 k +1,170 +1,170%
ECA
22
Elevated Capital Advisors
Utah
USD 6.6 k -USD 2.48 k -82 -28%
IFG Advisory
23
IFG Advisory
Georgia
USD 5.68 k +USD 5.56 k +184 Nuevas
Country Trust Bank
24
Country Trust Bank
Illinois
USD 3.76 k +USD 3.68 k +122 Nuevas
FWM
25
FSR Wealth Management
Illinois
– -USD 290 k -10,310 Cerradas
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