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Neuberger High Yield Strategies Fund Inc
NHS

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Saba Capital Management
1
Saba Capital Management
New York
USD 9.7 M -USD 1.09 M -94,492 -10%
Rivernorth Capital Management
2
Rivernorth Capital Management
Florida
USD 6.31 M -USD 326 k -28,343 -5%
Guggenheim Capital
3
Guggenheim Capital
Illinois
USD 5.29 M -USD 45.6 k -3,963 -0.9%
Morgan Stanley
4
Morgan Stanley
New York
USD 4.88 M +USD 2.88 M +250,337 +156%
Invesco
5
Invesco
Georgia
USD 3.72 M +USD 16.5 k +1,431 +0.5%
Advisors Asset Management
6
Advisors Asset Management
Colorado
USD 3.25 M +USD 1.45 M +125,684 +85%
Yorktown Management & Research Company
7
Yorktown Management & Research Company
Virginia
USD 2.46 M – – –
LPL Financial
8
LPL Financial
California
USD 2.21 M +USD 310 k +26,942 +17%
Robinson Capital Management
9
Robinson Capital Management
Michigan
USD 2.02 M +USD 332 k +28,800 +20%
City of London Investment Management
10
City of London Investment Management
United Kingdom
USD 1.94 M -USD 1.25 M -108,950 -40%
Wells Fargo
11
Wells Fargo
California
USD 1.68 M +USD 422 k +36,654 +35%
UBS Group
12
UBS Group
Switzerland
USD 1.42 M +USD 119 k +10,361 +9%
Citigroup
13
Citigroup
New York
USD 1.12 M – – –
Raymond James & Associates
14
Raymond James & Associates
Florida
USD 969 k +USD 125 k +10,860 +15%
Advisor Group
15
Advisor Group
Arizona
USD 740 k +USD 486 k +42,200 +209%
Capital Investment Advisors
16
Capital Investment Advisors
Georgia
USD 733 k -USD 17.1 k -1,488 -2%
Bank of America
17
Bank of America
North Carolina
USD 524 k -USD 42.9 k -3,724 -8%
Wedbush Securities
18
Wedbush Securities
California
USD 520 k +USD 71 k +6,168 +16%
Landscape Capital Management
19
Landscape Capital Management
New Jersey
USD 489 k -USD 934 k -81,121 -66%
Shepherd Kaplan Krochuk
20
Shepherd Kaplan Krochuk
Massachusetts
USD 322 k – – –
Baird Financial Group
21
Baird Financial Group
Wisconsin
USD 293 k +USD 112 k +9,690 +65%
M&T Bank
22
M&T Bank
New York
USD 255 k – – –
Shaker Financial Services
23
Shaker Financial Services
Virginia
USD 242 k -USD 870 k -75,511 -79%
Raymond James Trust
24
Raymond James Trust
Florida
USD 167 k – – –
Virtu KCG Holdings
25
Virtu KCG Holdings
New York
USD 166 k -USD 105 k -9,087 -39%
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