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AllianzIM U.S. Equity Buffer10 Mar ETF
MART

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
USD 4.76 M -USD 554 k -15,051 -11%
Osaic Holdings
2
Osaic Holdings
Arizona
USD 4.14 M +USD 44.5 k +1,211 +1%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
USD 2.58 M -USD 425 k -11,546 -14%
Old Mission Capital
4
Old Mission Capital
Illinois
USD 1.76 M +USD 1.72 M +46,696 Nuevas
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
USD 1.51 M +USD 232 k +6,314 +19%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
USD 1.39 M +USD 252 k +6,838 +23%
LPL Financial
7
LPL Financial
California
USD 1.06 M +USD 792 k +21,543 +333%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
USD 886 k +USD 629 k +17,093 +267%
Nvest Financial
9
Nvest Financial
New Hampshire
USD 567 k -USD 589 k -16,003 -52%
Harbour Investments
10
Harbour Investments
Wisconsin
USD 531 k -USD 34.5 k -937 -6%
Centaurus Financial
11
Centaurus Financial
California
USD 312 k – – –
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
USD 303 k -USD 184 -5 -0.1%
Cypress Wealth Services
13
Cypress Wealth Services
California
USD 271 k – – –
Citadel Advisors
14
Citadel Advisors
Florida
USD 254 k +USD 248 k +6,741 Nuevas
Allianz Investment Management US
15
Allianz Investment Management US
Minnesota
USD 189 k – – –
AE Wealth Management
16
AE Wealth Management
Kansas
USD 185 k +USD 10.6 k +289 +6%
Barclays
17
Barclays
United Kingdom
USD 148 k -USD 7.39 k -201 -5%
Blue Bell Private Wealth Management
18
Blue Bell Private Wealth Management
Pennsylvania
USD 144 k +USD 2.1 k +57 +2%
UBS Group
19
UBS Group
Switzerland
USD 31.5 k +USD 19.6 k +534 +177%
IFP Advisors
20
IFP Advisors
Florida
USD 1.88 k – – –
Kestra Advisory Services
21
Kestra Advisory Services
Texas
– -USD 365 k -10,158 Cerradas
Raymond James Financial
22
Raymond James Financial
Florida
– -USD 182 k -5,065 Cerradas
Mid-American Wealth Advisory Group
23
Mid-American Wealth Advisory Group
Missouri
– -USD 144 -4 Cerradas