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iShares Convertible Bond ETF
ICVT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
BW Gestao de Investimentos
1
BW Gestao de Investimentos
Brazil
USD 63.5 M -USD 109 M -1,900,000 -63%
Bank of America
2
Bank of America
North Carolina
USD 8.54 M +USD 384 k +6,674 +5%
BCM
3
Bluefin Capital Management
New York
USD 7.48 M -USD 11.7 M -203,444 -61%
Jane Street
4
Jane Street
New York
USD 4.76 M +USD 44.3 k +770 +0.9%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
USD 4.57 M +USD 4.42 M +76,789 +3,147%
LPL Financial
6
LPL Financial
California
USD 3.44 M +USD 1.09 M +19,014 +47%
MML Investors Services
7
MML Investors Services
Massachusetts
USD 3.07 M -USD 55.9 k -970 -2%
V Wealth Advisors
8
V Wealth Advisors
Kansas
USD 1.92 M +USD 965 k +16,764 +101%
Nomura Asset Management
9
Nomura Asset Management
Japan
USD 1.59 M +USD 1.59 M +27,550 Nuevas
Allianz Life Insurance of North America
10
Allianz Life Insurance of North America
Minnesota
USD 1.08 M +USD 1.08 M +18,686 Nuevas
Stifel Financial
11
Stifel Financial
Missouri
USD 1.08 M +USD 57.7 k +1,002 +6%
Newfound Research
12
Newfound Research
Massachusetts
USD 1.02 M -USD 1.02 M -17,779 -50%
MassMutual Private Wealth & Trust
13
MassMutual Private Wealth & Trust
Connecticut
USD 939 k +USD 937 k +16,270 Nuevas
HighTower Advisors
14
HighTower Advisors
Illinois
USD 938 k +USD 448 k +7,781 +92%
Ladenburg Thalmann Financial Services
15
Ladenburg Thalmann Financial Services
Florida
USD 868 k – – –
Freedom Investment Management
16
Freedom Investment Management
Connecticut
USD 803 k -USD 47.8 k -830 -6%
First Allied Advisory Services
17
First Allied Advisory Services
California
USD 802 k +USD 281 k +4,880 +54%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
USD 746 k +USD 163 k +2,836 +28%
B. Riley Wealth Advisors
19
B. Riley Wealth Advisors
Florida
USD 496 k +USD 229 k +3,973 +86%
Hilltop Holdings
20
Hilltop Holdings
Texas
USD 495 k +USD 494 k +8,584 Nuevas
IFP Advisors
21
IFP Advisors
Florida
USD 442 k +USD 386 k +6,706 +704%
Global Financial Private Capital
22
Global Financial Private Capital
Florida
USD 356 k -USD 43.5 k -755 -12%
Raymond James & Associates
23
Raymond James & Associates
Florida
USD 356 k – – –
Raymond James Financial Services Advisors
24
Raymond James Financial Services Advisors
Florida
USD 323 k +USD 1.38 k +24 +0.4%
CAN
25
Claraphi Advisory Network
United States
USD 291 k +USD 290 k +5,044 Nuevas
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