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First Trust Small Cap Value AlphaDEX Fund
FYT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 18.2 M +USD 2.68 M +40,492 +18%
Morgan Stanley
2
Morgan Stanley
New York
USD 12.9 M -USD 1.27 M -19,161 -9%
Wells Fargo
3
Wells Fargo
California
USD 12.4 M +USD 411 k +6,217 +4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
USD 8.86 M +USD 1.7 M +25,728 +25%
Kingsview Wealth Management
5
Kingsview Wealth Management
Oregon
USD 8.53 M +USD 45 k +681 +0.6%
Proactive Wealth Strategies
6
Proactive Wealth Strategies
Georgia
USD 8.33 M -USD 215 k -3,256 -3%
Raymond James Financial
7
Raymond James Financial
Florida
USD 7.05 M -USD 484 k -7,326 -7%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
USD 4.78 M +USD 537 k +8,118 +13%
RBFC
9
Roman Butler Fullerton & Co
Missouri
USD 3.36 M +USD 3.16 M +47,850 Nuevas
Truist Financial
10
Truist Financial
North Carolina
USD 3.25 M -USD 78.1 k -1,182 -2%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
USD 2.82 M +USD 332 k +5,018 +14%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
USD 2.79 M -USD 224 k -3,393 -8%
UBS Group
13
UBS Group
Switzerland
USD 2.38 M -USD 33.8 k -511 -1%
Goldman Sachs
14
Goldman Sachs
New York
USD 2.07 M +USD 1.36 M +20,543 +227%
NWAM LLC
15
NWAM LLC
Washington
USD 1.4 M +USD 595 +9 +0%
IFG Advisory
16
IFG Advisory
Georgia
USD 1.39 M +USD 1.31 M +19,854 Nuevas
Citadel Advisors
17
Citadel Advisors
Florida
USD 1.16 M +USD 1.1 M +16,678 Nuevas
Kestra Advisory Services
18
Kestra Advisory Services
Texas
USD 1.1 M -USD 1.18 M -17,806 -53%
Osaic Holdings
19
Osaic Holdings
Arizona
USD 1.01 M +USD 80.5 k +1,218 +9%
Two Sigma Investments
20
Two Sigma Investments
New York
USD 1.01 M -USD 64.4 k -975 -6%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
USD 998 k -USD 11.9 M -180,171 -93%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
USD 877 k -USD 502 k -7,599 -38%
Jones Financial Companies
23
Jones Financial Companies
Missouri
USD 870 k +USD 402 k +6,079 +96%
Gateway Wealth Partners
24
Gateway Wealth Partners
Wisconsin
USD 865 k -USD 808 k -12,231 -50%
PB
25
Pinnacle Bancorp
Nebraska
USD 853 k – – –
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