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First Trust Small Cap Growth AlphaDEX Fund
FYC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
NewEdge Advisors
151
NewEdge Advisors
Louisiana
USD 80.9 k -USD 8.13 k -72 -10%
JP Morgan Chase
152
JP Morgan Chase
New York
USD 74.8 k -USD 26 k -230 -28%
Tidemark
153
Tidemark
California
USD 68.5 k – – –
Bullseye Investment Management
154
Bullseye Investment Management
Ohio
USD 50.9 k – – –
CoreCap Advisors
155
CoreCap Advisors
Michigan
USD 47.4 k -USD 13.2 k -117 -24%
Golden State Wealth Management
156
Golden State Wealth Management
California
USD 41.1 k – – –
Advisornet Financial
157
Advisornet Financial
Minnesota
USD 34.5 k +USD 30.6 k +271 Nuevas
Glass Jacobson Investment Advisors
158
Glass Jacobson Investment Advisors
Maryland
USD 32.9 k – – –
Thurston Springer Miller Herd & Titak
159
Thurston Springer Miller Herd & Titak
Indiana
USD 30.4 k – – –
Farther Finance Advisors
160
Farther Finance Advisors
California
USD 27.5 k -USD 41.1 k -364 -63%
City Holding Co
161
City Holding Co
West Virginia
USD 26.9 k – – –
Creative Financial Designs
162
Creative Financial Designs
Indiana
USD 24.4 k – – –
Colonial Trust
163
Colonial Trust
South Carolina
USD 24.3 k – – –
APFP
164
Action Point Financial Planning
Michigan
USD 24.2 k +USD 21.4 k +190 Nuevas
Barnes Dennig Private Wealth Management
165
Barnes Dennig Private Wealth Management
Ohio
USD 20.5 k – – –
Catherine Avery Investment Management
166
Catherine Avery Investment Management
Florida
USD 18.8 k +USD 16.7 k +148 Nuevas
Bogart Wealth LLC
167
Bogart Wealth LLC
Virginia
USD 17.5 k +USD 15.5 k +137 Nuevas
BPI
168
BFC Planning, Inc.
Iowa
USD 16.7 k +USD 13 k +115 +719%
Continuum Advisory
169
Continuum Advisory
Idaho
USD 16.4 k +USD 14.6 k +129 Nuevas
Arax Advisory Partners
170
Arax Advisory Partners
Colorado
USD 11 k +USD 4.85 k +43 +98%
1015 Capital Partners
171
1015 Capital Partners
Pennsylvania
USD 8.79 k +USD 7.79 k +69 Nuevas
Transamerica Financial Advisors
172
Transamerica Financial Advisors
Florida
USD 8.66 k – – –
Citigroup
173
Citigroup
New York
USD 8.28 k – – –
Spectrum Wealth Advisory Group
174
Spectrum Wealth Advisory Group
California
USD 5.99 k +USD 5.31 k +47 Nuevas
Marshall Investment Management
175
Marshall Investment Management
Colorado
USD 3.12 k – – –
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