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First Trust Dorsey Wright Focus 5 ETF
FV

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 428 M -USD 198 M -9,518,977 -32%
LPL Financial
2
LPL Financial
California
USD 306 M -USD 56.3 M -2,701,122 -16%
Wells Fargo
3
Wells Fargo
California
USD 226 M -USD 72.7 M -3,487,472 -25%
UBS Group
4
UBS Group
Switzerland
USD 147 M -USD 72.2 M -3,463,881 -34%
Bank of America
5
Bank of America
North Carolina
USD 121 M -USD 42.7 M -2,047,408 -27%
Raymond James Financial Services Advisors
6
Raymond James Financial Services Advisors
Florida
USD 72.1 M -USD 32.5 M -1,560,890 -32%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
USD 50.1 M -USD 3.24 M -155,500 -6%
Raymond James & Associates
8
Raymond James & Associates
Florida
USD 49.2 M -USD 6.32 M -303,450 -12%
Ameriprise
9
Ameriprise
Minnesota
USD 35.8 M +USD 299 k +14,346 +0.9%
Stratos Wealth Partners
10
Stratos Wealth Partners
Ohio
USD 29.6 M -USD 9.7 M -463,908 -25%
Stifel Financial
11
Stifel Financial
Missouri
USD 29.1 M -USD 9.5 M -457,156 -25%
SMA
12
Simply Money Advisors
Ohio
USD 28.7 M -USD 1.08 M -52,024 -4%
Prospera Financial Services
13
Prospera Financial Services
Texas
USD 26.9 M -USD 57.4 M -2,753,812 -69%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
USD 22.9 M -USD 3.31 M -158,926 -13%
MSI Financial Services
15
MSI Financial Services
Massachusetts
USD 16.7 M -USD 15.1 M -726,215 -48%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
USD 15.2 M -USD 18.4 M -882,393 -56%
JP Morgan Chase
17
JP Morgan Chase
New York
USD 14.3 M -USD 109 k -5,239 -0.8%
Citigroup
18
Citigroup
New York
USD 13.9 M -USD 4.13 M -198,411 -24%
American International Group
19
American International Group
New York
USD 13.6 M -USD 13.6 M -654,108 -51%
Tompkins Financial
20
Tompkins Financial
New York
USD 12.2 M +USD 232 k +11,113 +2%
BB&T Securities
21
BB&T Securities
Virginia
USD 10.8 M -USD 4 M -191,983 -28%
AIM
22
Advantage Investment Management
Iowa
USD 10.6 M +USD 7.84 M +376,386 +328%
Cetera Advisor Networks
23
Cetera Advisor Networks
California
USD 10.1 M -USD 1.81 M -86,843 -16%
Ladenburg Thalmann Financial Services
24
Ladenburg Thalmann Financial Services
Florida
USD 9.05 M +USD 2.02 M +96,912 +30%
D.A. Davidson & Co
25
D.A. Davidson & Co
Montana
USD 8.72 M +USD 797 k +38,225 +10%
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