|
1
|
Saba Capital Management
New York
|
USD 13 M
|
+USD 2.63 M
|
+199,219
|
+27%
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
USD 5.86 M
|
+USD 418 k
|
+31,652
|
+8%
|
|
|
3
|
Matisse Capital
Portland,
Oregon
|
USD 3.87 M
|
+USD 1.12 M
|
+84,758
|
+44%
|
|
|
4
|
Franklin Resources
San Mateo,
California
|
USD 3.82 M
|
+USD 1.25 M
|
+94,515
|
+53%
|
|
|
5
|
Sit Investment Associates
Minneapolis,
Minnesota
|
USD 2.82 M
|
+USD 1.3 M
|
+98,400
|
+95%
|
|
|
6
|
|
USD 2.16 M
|
-USD 212 k
|
-16,026
|
-9%
|
|
|
7
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
USD 2.09 M
|
-USD 2.87 M
|
-217,245
|
-59%
|
|
|
8
|
|
USD 1.91 M
|
+USD 176 k
|
+13,344
|
+11%
|
|
|
9
|
Sentinel Trust
Houston,
Texas
|
USD 1.4 M
|
+USD 1.32 M
|
+100,000
|
Nuevas
|
|
|
10
|
Guggenheim Capital
Chicago,
Illinois
|
USD 1.13 M
|
-USD 255 k
|
-19,295
|
-19%
|
|
|
11
|
Shaker Financial Services
Arlington,
Virginia
|
USD 1.12 M
|
+USD 1.05 M
|
+79,828
|
Nuevas
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
USD 895 k
|
-USD 79 k
|
-5,983
|
-9%
|
|
|
13
|
Bulldog Investors
Saddle Brook,
New Jersey
|
USD 861 k
|
+USD 308 k
|
+23,349
|
+61%
|
|
|
14
|
Parametric Portfolio Associates
Seattle,
Washington
|
USD 618 k
|
+USD 21.1 k
|
+1,596
|
+4%
|
|
|
15
|
Advisors Asset Management
Monument,
Colorado
|
USD 432 k
|
-USD 389 k
|
-29,437
|
-49%
|
|
|
16
|
Capital Investment Advisors
Atlanta,
Georgia
|
USD 362 k
|
-USD 52.8 k
|
-4,000
|
-13%
|
|
|
17
|
Raymond James & Associates
St Petersburg,
Florida
|
USD 298 k
|
-USD 40.2 k
|
-3,047
|
-12%
|
|
|
18
|
Bank of America
Charlotte,
North Carolina
|
USD 211 k
|
-USD 168 k
|
-12,748
|
-46%
|
|
|
19
|
9258 Wealth Management
Blue Ash,
Ohio
|
USD 206 k
|
-USD 51.7 k
|
-3,919
|
-21%
|
|
|
20
|
Almitas Capital
Santa Monica,
California
|
USD 174 k
|
+USD 165 k
|
+12,470
|
Nuevas
|
|
|
21
|
Wedbush Securities
Los Angeles,
California
|
USD 168 k
|
–
|
–
|
–
|
|
|
22
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
USD 159 k
|
+USD 11.7 k
|
+883
|
+8%
|
|
|
23
|
Osaic Holdings
Scottsdale,
Arizona
|
USD 91 k
|
-USD 5.91 k
|
-448
|
-6%
|
|
|
24
|
UBS Group
Zurich,
Switzerland
|
USD 62 k
|
-USD 19.5 k
|
-1,478
|
-25%
|
|
|
25
|
FNY Investment Advisers
New York
|
USD 50 k
|
+USD 47.3 k
|
+3,580
|
Nuevas
|
|
