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First Trust Intermediate Duration Preferred & Income Fund
FPF

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 85.8 M +USD 5.76 M +246,052 +7%
Bank of America
2
Bank of America
North Carolina
USD 12.1 M -USD 1.71 M -73,145 -12%
Invesco
3
Invesco
Georgia
USD 11.1 M -USD 109 k -4,669 -1%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
USD 11 M -USD 400 k -17,110 -3%
Bessemer Group
5
Bessemer Group
New Jersey
USD 10.4 M +USD 2.22 M +94,775 +27%
UBS Group
6
UBS Group
Switzerland
USD 9.9 M -USD 3.73 M -159,183 -27%
Wells Fargo
7
Wells Fargo
California
USD 8.79 M +USD 1.87 M +79,718 +27%
Guggenheim Capital
8
Guggenheim Capital
Illinois
USD 6.05 M +USD 3.17 M +135,610 +110%
Comerica Securities
9
Comerica Securities
Michigan
USD 5.64 M +USD 447 k +19,114 +9%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
USD 5.17 M – – –
LPL Financial
11
LPL Financial
California
USD 4.67 M +USD 859 k +36,720 +22%
Nine Masts Capital
12
Nine Masts Capital
Hong Kong
USD 3.35 M +USD 3.36 M +143,498 Nuevas
Janus Henderson Investors US
13
Janus Henderson Investors US
Colorado
USD 2.56 M – – –
SII Investments
14
SII Investments
Wisconsin
USD 2.14 M +USD 258 k +11,044 +14%
Sterneck Capital Management
15
Sterneck Capital Management
Missouri
USD 2.12 M -USD 1.14 M -48,547 -35%
Vident Investment Advisory
16
Vident Investment Advisory
Georgia
USD 2.02 M +USD 326 k +13,927 +19%
Stifel Financial
17
Stifel Financial
Missouri
USD 1.95 M -USD 94.6 k -4,041 -5%
IFC Holdings
18
IFC Holdings
Florida
USD 1.9 M +USD 262 k +11,212 +16%
Raymond James Financial Services Advisors
19
Raymond James Financial Services Advisors
Florida
USD 1.79 M +USD 626 k +26,752 +54%
IFP Advisors
20
IFP Advisors
Florida
USD 1.55 M +USD 144 k +6,164 +10%
BB&T Securities
21
BB&T Securities
Virginia
USD 1.54 M -USD 153 k -6,544 -9%
Ameriprise
22
Ameriprise
Minnesota
USD 1.52 M +USD 49.6 k +2,119 +3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
USD 1.34 M -USD 50.6 k -2,161 -4%
Mathes Company
24
Mathes Company
New York
USD 916 k +USD 11.7 k +500 +1%
Raymond James & Associates
25
Raymond James & Associates
Florida
USD 798 k +USD 148 k +6,326 +23%
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