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First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 6.3 M +USD 231 k +8,416 +4%
Old Mission Capital
2
Old Mission Capital
Illinois
USD 1.88 M +USD 1.08 M +39,370 +136%
SignalPoint Asset Management
3
SignalPoint Asset Management
Missouri
USD 1.65 M -USD 120 k -4,377 -7%
Bank of America
4
Bank of America
North Carolina
USD 1.18 M -USD 442 k -16,117 -27%
Jane Street
5
Jane Street
New York
USD 1.11 M +USD 48 k +1,751 +5%
UBS Group
6
UBS Group
Switzerland
USD 1.1 M -USD 411 -15 -0%
Ameriprise
7
Ameriprise
Minnesota
USD 940 k +USD 106 k +3,856 +13%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
USD 735 k -USD 25.3 k -924 -3%
LPL Financial
9
LPL Financial
California
USD 605 k -USD 771 k -28,149 -56%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
USD 518 k +USD 517 k +18,877 Nuevas
Stifel Financial
11
Stifel Financial
Missouri
USD 437 k +USD 2.8 k +102 +0.6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
USD 263 k +USD 146 k +5,343 +127%
SG Americas Securities
13
SG Americas Securities
New York
USD 116 k +USD 116 k +4,217 Nuevas
Societe Generale
14
Societe Generale
USD 116 k +USD 116 k +4,217 Nuevas
D.A. Davidson & Co
15
D.A. Davidson & Co
Montana
USD 71 k – – –
Advisor Group
16
Advisor Group
Arizona
USD 55 k +USD 54.8 k +2,000 Nuevas
Wells Fargo
17
Wells Fargo
California
USD 20 k -USD 1.01 k -37 -5%
Tower Research Capital (TRC)
18
Tower Research Capital (TRC)
New York
USD 10 k -USD 3.95 k -144 -28%
Burt Wealth Advisors
19
Burt Wealth Advisors
Maryland
USD 8 k – – –
Citigroup
20
Citigroup
New York
USD 2 k – – –
MSI Financial Services
21
MSI Financial Services
Massachusetts
USD 2 k – – –
Ladenburg Thalmann Financial Services
22
Ladenburg Thalmann Financial Services
Florida
USD 1 k – – –
Citadel Advisors
23
Citadel Advisors
Florida
– -USD 909 k -31,911 Cerradas
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
– -USD 200 k -7,040 Cerradas