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First Trust Mid Cap Value AlphaDEX Fund
FNK

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 10.6 M -USD 1.15 M -36,843 -9%
Goldman Sachs
2
Goldman Sachs
New York
USD 10.2 M +USD 10.7 M +343,167 Nuevas
Wells Fargo
3
Wells Fargo
California
USD 7.24 M -USD 910 k -29,204 -11%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
USD 2.02 M -USD 705 k -22,625 -25%
Jane Street
5
Jane Street
New York
USD 1.98 M +USD 293 k +9,396 +16%
BB&T Securities
6
BB&T Securities
Virginia
USD 1.29 M +USD 1.35 M +43,335 Nuevas
Stephens Inc
7
Stephens Inc
Arkansas
USD 1.05 M +USD 517 k +16,581 +88%
LPL Financial
8
LPL Financial
California
USD 943 k +USD 284 k +9,118 +39%
Credit Suisse
9
Credit Suisse
Switzerland
USD 940 k +USD 984 k +31,589 Nuevas
Private Advisor Group
10
Private Advisor Group
New Jersey
USD 588 k +USD 205 k +6,594 +50%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
USD 570 k +USD 206 k +6,605 +53%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 523 k +USD 46.7 k +1,498 +9%
UBS
13
UBS
Switzerland
USD 319 k +USD 254 k +8,136 +315%
M&T Bank
14
M&T Bank
New York
USD 286 k +USD 299 k +9,605 Nuevas
KCM Investment Advisors
15
KCM Investment Advisors
California
USD 273 k – – –
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
USD 224 k +USD 235 k +7,535 Nuevas
Bank of America
17
Bank of America
North Carolina
USD 163 k -USD 82.5 k -2,647 -33%
Ameriprise
18
Ameriprise
Minnesota
USD 138 k -USD 65.9 k -2,116 -31%
Benjamin F. Edwards & Company
19
Benjamin F. Edwards & Company
Missouri
USD 79 k +USD 65.7 k +2,109 +396%
American International Group
20
American International Group
New York
USD 44 k – – –
MSI Financial Services
21
MSI Financial Services
Massachusetts
USD 10 k – – –
Next Financial Group
22
Next Financial Group
Texas
USD 5 k +USD 2.71 k +87 +100%
JNBA Financial Advisors
23
JNBA Financial Advisors
Minnesota
USD 4 k – – –
Hays Advisory
24
Hays Advisory
Tennessee
– -USD 22.1 M -690,026 Cerradas
VAM
25
Visionary Asset Management
Texas
– -USD 630 k -19,637 Cerradas
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