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First Trust Japan AlphaDEX Fund
FJP

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
First Trust Advisors
1
First Trust Advisors
Illinois
USD 91.2 M -USD 4.75 M -103,529 -5%
Morgan Stanley
2
Morgan Stanley
New York
USD 23.7 M -USD 4.82 M -104,898 -17%
UBS Group
3
UBS Group
Switzerland
USD 4.04 M -USD 6.17 M -134,449 -60%
Bank of America
4
Bank of America
North Carolina
USD 2.97 M -USD 1.87 M -40,632 -38%
Risk Paradigm Group
5
Risk Paradigm Group
Texas
USD 1.31 M -USD 605 k -13,173 -31%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
USD 1.24 M -USD 549 k -11,945 -30%
Citadel Advisors
7
Citadel Advisors
Florida
USD 1.19 M +USD 635 k +13,817 +111%
SignalPoint Asset Management
8
SignalPoint Asset Management
Missouri
USD 1.07 M -USD 78 k -1,698 -7%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
USD 873 k -USD 87.4 k -1,904 -9%
Raymond James & Associates
10
Raymond James & Associates
Florida
USD 795 k +USD 101 k +2,205 +14%
Wells Fargo
11
Wells Fargo
California
USD 639 k -USD 14.9 k -325 -2%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
USD 636 k -USD 1.37 M -29,749 -68%
Flow Traders U.S.
13
Flow Traders U.S.
New York
USD 610 k -USD 121 k -2,642 -16%
Ameriprise
14
Ameriprise
Minnesota
USD 527 k +USD 533 k +11,610 Nuevas
Jane Street
15
Jane Street
New York
USD 524 k +USD 531 k +11,555 Nuevas
SG Americas Securities
16
SG Americas Securities
New York
USD 341 k -USD 3.19 M -69,413 -90%
Societe Generale
17
Societe Generale
USD 341 k +USD 345 k +7,506 Nuevas
Old Mission Capital
18
Old Mission Capital
Illinois
USD 312 k -USD 51.1 k -1,112 -14%
Advisor Group
19
Advisor Group
Arizona
USD 252 k +USD 257 k +5,606 Nuevas
First Allied Advisory Services
20
First Allied Advisory Services
California
USD 224 k +USD 228 k +4,958 Nuevas
Citigroup
21
Citigroup
New York
USD 28 k -USD 27.4 k -597 -49%
WA
22
WFG Advisors
Texas
USD 25 k +USD 25.8 k +561 Nuevas
MSI Financial Services
23
MSI Financial Services
Massachusetts
USD 24 k -USD 3.81 k -83 -13%
Creative Planning
24
Creative Planning
Kansas
USD 20 k – – –
Tower Research Capital (TRC)
25
Tower Research Capital (TRC)
New York
USD 18 k +USD 11.3 k +247 +161%
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