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Innovator Equity Dual Directional 10 Buffer ETF - November
DDTN

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
GWM
1
Goldenstone Wealth Management
California
USD 15 M -USD 506 k -25,355 -3%
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
USD 6.94 M +USD 135 k +6,739 +2%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
USD 2.31 M +USD 1.77 M +88,699 +359%
AE Wealth Management
4
AE Wealth Management
Kansas
USD 1.66 M +USD 1.37 M +68,435 +526%
SEP
5
Southland Equity Partners
Missouri
USD 1.21 M – – –
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
USD 1.18 M -USD 7.97 k -399 -0.7%
Old Mission Capital
7
Old Mission Capital
Illinois
USD 438 k +USD 429 k +21,462 Nuevas
JP Morgan Chase
8
JP Morgan Chase
New York
USD 404 k +USD 397 k +19,900 Nuevas
Occidental Asset Management
9
Occidental Asset Management
California
USD 320 k +USD 25 k +1,250 +9%
IFP Advisors
10
IFP Advisors
Florida
USD 313 k – – –
Independent Financial Group
11
Independent Financial Group
California
USD 310 k – – –
Brookstone Capital Management
12
Brookstone Capital Management
Illinois
USD 286 k -USD 163 k -8,184 -37%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
USD 276 k -USD 951 k -47,608 -78%
Truist Financial
14
Truist Financial
North Carolina
USD 270 k -USD 957 k -47,896 -78%
Merit Financial Group
15
Merit Financial Group
Georgia
USD 209 k – – –
Osaic Holdings
16
Osaic Holdings
Arizona
USD 114 k -USD 49.9 k -2,500 -31%
Woodard & Company Asset Management Group
17
Woodard & Company Asset Management Group
North Carolina
USD 93.8 k – – –
UBS Group
18
UBS Group
Switzerland
USD 78.5 k +USD 68.4 k +3,424 +806%
Steward Partners Investment Advisory
19
Steward Partners Investment Advisory
New York
USD 64.9 k – – –
DFA
20
DHJJ Financial Advisors
Illinois
USD 51.5 k – – –
Barclays
21
Barclays
United Kingdom
USD 46.6 k +USD 45.7 k +2,286 Nuevas
AIC
22
Archer Investment Corporation
Indiana
USD 32.1 k – – –
Harbour Investments
23
Harbour Investments
Wisconsin
USD 13 k – – –