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State Street SPDR Bloomberg Convertible Securities ETF
CWB

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Nan Shan Life Insurance
1
Nan Shan Life Insurance
Taiwan
USD 184 M – – –
QS Investors
2
QS Investors
New York
USD 163 M -USD 1.03 M -23,823 -0.6%
Morgan Stanley
3
Morgan Stanley
New York
USD 107 M -USD 14.3 M -328,608 -12%
Bank of America
4
Bank of America
North Carolina
USD 96.5 M -USD 561 k -12,919 -0.6%
Fidelity Investments
5
Fidelity Investments
Massachusetts
USD 70.8 M +USD 7.69 M +177,158 +12%
Wells Fargo
6
Wells Fargo
California
USD 52.6 M +USD 1.34 M +30,763 +3%
Ameriprise
7
Ameriprise
Minnesota
USD 44.6 M +USD 7.79 M +179,602 +21%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
USD 41.2 M +USD 1.83 M +42,201 +5%
UBS Group
9
UBS Group
Switzerland
USD 27.8 M +USD 1.21 M +27,844 +5%
Banque Pictet & Cie
10
Banque Pictet & Cie
Switzerland
USD 18.3 M +USD 120 k +2,774 +0.7%
Pictet North America Advisors
11
Pictet North America Advisors
Switzerland
USD 18.3 M +USD 120 k +2,774 +0.7%
State Street
12
State Street
Massachusetts
USD 15.7 M -USD 160 k -3,684 -1%
LPL Financial
13
LPL Financial
California
USD 13.9 M -USD 8.96 M -206,514 -40%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
USD 13.7 M +USD 2.88 M +66,291 +27%
Guggenheim Capital
15
Guggenheim Capital
Illinois
USD 13.2 M +USD 673 k +15,503 +5%
Goelzer Investment Management
16
Goelzer Investment Management
Indiana
USD 12.8 M +USD 8.94 M +205,930 +238%
First Allied Advisory Services
17
First Allied Advisory Services
California
USD 11.1 M -USD 21.7 k -501 -0.2%
Huntington National Bank
18
Huntington National Bank
Ohio
USD 10.9 M – – –
James Investment Research
19
James Investment Research
Ohio
USD 10.1 M -USD 646 k -14,878 -6%
AIM
20
Advantage Investment Management
Iowa
USD 9.7 M +USD 2.59 M +59,754 +37%
Advisor Group
21
Advisor Group
Arizona
USD 8.94 M +USD 8.85 M +203,951 Nuevas
Advisory Alpha
22
Advisory Alpha
Michigan
USD 8.8 M +USD 1.12 M +25,792 +15%
FFT Wealth Management
23
FFT Wealth Management
Pennsylvania
USD 8.71 M -USD 187 k -4,313 -2%
Bessemer Group
24
Bessemer Group
New Jersey
USD 8.48 M +USD 1.43 M +32,841 +20%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
USD 8.15 M +USD 3.6 M +82,965 +81%
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