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Capital Southwest
CSWC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Sanders Morris Harris
1
Sanders Morris Harris
Texas
USD 17.5 M -USD 91.9 k -3,750 -0.5%
Zuckerman Investment Group
2
Zuckerman Investment Group
Illinois
USD 14.3 M -USD 136 k -5,560 -0.9%
VanEck Associates
3
VanEck Associates
New York
USD 14.1 M +USD 5.24 M +213,942 +56%
Punch & Associates Investment Management
4
Punch & Associates Investment Management
Minnesota
USD 12.3 M +USD 352 k +14,349 +3%
First Manhattan
5
First Manhattan
New York
USD 10.4 M +USD 2.38 k +97 +0%
Sound Income Strategies
6
Sound Income Strategies
Florida
USD 8.87 M -USD 23 k -937 -0.3%
Advisors Asset Management
7
Advisors Asset Management
Colorado
USD 4.66 M +USD 261 k +10,650 +6%
Two Sigma Advisers
8
Two Sigma Advisers
New York
USD 4.26 M -USD 2.45 k -100 -0.1%
Two Sigma Investments
9
Two Sigma Investments
New York
USD 4.02 M -USD 316 k -12,912 -7%
Millennium Management
10
Millennium Management
New York
USD 3.44 M +USD 3.56 M +145,184 Nuevas
BlackRock
11
BlackRock
New York
USD 3.26 M -USD 573 k -23,381 -15%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
12
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
USD 3.15 M +USD 3.26 M +132,900 Nuevas
Legal & General Group
13
Legal & General Group
United Kingdom
USD 3.04 M +USD 110 k +4,498 +4%
Moerus Capital Management
14
Moerus Capital Management
New York
USD 3.03 M – – –
Hennion & Walsh Asset Management
15
Hennion & Walsh Asset Management
New Jersey
USD 2.87 M -USD 565 k -23,054 -16%
GWI
16
Grace & White Inc
New York
USD 2.86 M – – –
MCM
17
McKinley Capital Management
Alaska
USD 2.86 M +USD 531 k +21,656 +22%
Confluence Investment Management
18
Confluence Investment Management
Missouri
USD 2.55 M +USD 7.23 k +295 +0.3%
Marshall Wace
19
Marshall Wace
United Kingdom
USD 2.03 M +USD 815 k +33,250 +64%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
USD 1.66 M +USD 144 k +5,886 +9%
Morgan Stanley
21
Morgan Stanley
New York
USD 1.55 M +USD 214 k +8,745 +15%
Tectonic Advisors
22
Tectonic Advisors
Texas
USD 1.38 M +USD 209 k +8,549 +17%
Ameriprise
23
Ameriprise
Minnesota
USD 1.3 M -USD 70 k -2,857 -5%
LPL Financial
24
LPL Financial
California
USD 1.28 M +USD 266 k +10,872 +25%
B. Riley Wealth Advisors
25
B. Riley Wealth Advisors
Florida
USD 1.24 M +USD 3.09 k +126 +0.2%
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