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BlackRock Enhanced Captial and Income Fund
CII

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Advisors Asset Management
1
Advisors Asset Management
Colorado
USD 27.3 M +USD 2.5 M +162,998 +10%
Guggenheim Capital
2
Guggenheim Capital
Illinois
USD 16.2 M -USD 252 k -16,417 -1%
Invesco
3
Invesco
Georgia
USD 10.3 M -USD 5.21 M -339,536 -33%
Morgan Stanley
4
Morgan Stanley
New York
USD 7.67 M +USD 467 k +30,445 +6%
Bank of America
5
Bank of America
North Carolina
USD 6.44 M +USD 543 k +35,404 +9%
UBS Group
6
UBS Group
Switzerland
USD 4.26 M +USD 328 k +21,404 +8%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
USD 3.64 M +USD 160 k +10,454 +4%
Wells Fargo
8
Wells Fargo
California
USD 2.88 M +USD 684 k +44,582 +29%
Parametric Portfolio Associates
9
Parametric Portfolio Associates
Washington
USD 2.7 M -USD 1.49 M -97,063 -35%
Cohen & Steers
10
Cohen & Steers
New York
USD 2.5 M – – –
LPL Financial
11
LPL Financial
California
USD 2.07 M +USD 145 k +9,442 +7%
CFO4Life
12
CFO4Life
Texas
USD 1.68 M +USD 33.8 k +2,201 +2%
DT Investment Partners
13
DT Investment Partners
Pennsylvania
USD 1.65 M +USD 51.7 k +3,374 +3%
Signature Estate & Investment Advisors
14
Signature Estate & Investment Advisors
California
USD 1.29 M +USD 281 k +18,340 +26%
NewSquare Capital
15
NewSquare Capital
Pennsylvania
USD 1.24 M +USD 60.4 k +3,937 +5%
Arlington Capital Management
16
Arlington Capital Management
Illinois
USD 825 k +USD 862 k +56,230 Nuevas
Baird Financial Group
17
Baird Financial Group
Wisconsin
USD 700 k +USD 732 k +47,743 Nuevas
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
USD 575 k +USD 34.4 k +2,242 +6%
CWM
19
Concert Wealth Management
California
USD 516 k -USD 14.8 k -965 -3%
Goldman Sachs
20
Goldman Sachs
New York
USD 439 k +USD 233 k +15,182 +103%
Pointe Capital Management
21
Pointe Capital Management
Michigan
USD 393 k – – –
Fiduciary Trust International
22
Fiduciary Trust International
Massachusetts
USD 379 k – – –
OFG
23
OTA Financial Group
New York
USD 358 k +USD 393 k +25,633 Nuevas
MSI Financial Services
24
MSI Financial Services
Massachusetts
USD 321 k -USD 34.4 k -2,242 -9%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
USD 319 k -USD 83.1 k -5,417 -20%
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