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RiverNorth Active Income ETF
CEFZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
USD 6.77 M -USD 203 k -24,785 -3%
Park Avenue Securities
2
Park Avenue Securities
New York
USD 5.43 M -USD 142 k -17,331 -3%
Waverly Advisors
3
Waverly Advisors
Alabama
USD 2.51 M -USD 13.4 k -1,638 -0.5%
Waddell & Associates
4
Waddell & Associates
Tennessee
USD 1.17 M +USD 28.7 k +3,508 +3%
AE Wealth Management
5
AE Wealth Management
Kansas
USD 917 k +USD 917 k +111,913 Nuevas
MML Investors Services
6
MML Investors Services
Massachusetts
USD 752 k -USD 8.39 k -1,024 -1%
Triangle Securities Wealth Management
7
Triangle Securities Wealth Management
North Carolina
USD 741 k +USD 2.99 k +365 +0.4%
GTS Securities
8
GTS Securities
Florida
USD 474 k +USD 371 k +45,289 +359%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
USD 329 k +USD 19.2 k +2,348 +6%
Independent Financial Group
10
Independent Financial Group
California
USD 209 k – – –
ICMP
11
Integrated Capital Management (Pennsylvania)
Pennsylvania
USD 198 k +USD 198 k +24,182 Nuevas
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
USD 190 k – – –
Great Lakes Retirement
13
Great Lakes Retirement
Ohio
USD 171 k +USD 171 k +20,821 Nuevas
Osaic Holdings
14
Osaic Holdings
Arizona
USD 123 k +USD 1.74 k +212 +1%
Lloyd Advisory Services
15
Lloyd Advisory Services
Georgia
USD 121 k +USD 121 k +14,740 Nuevas
Creative Planning
16
Creative Planning
Kansas
USD 97.3 k – – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
USD 97 k – – –
Authentikos Wealth Advisory
18
Authentikos Wealth Advisory
California
USD 90.1 k +USD 90.1 k +10,997 Nuevas
Plante Moran Financial Advisors
19
Plante Moran Financial Advisors
Michigan
USD 87 k – – –
CIBC Private Wealth Group
20
CIBC Private Wealth Group
Georgia
USD 36.3 k – – –
Kingdom Financial Group
21
Kingdom Financial Group
Arizona
USD 29.7 k +USD 29.7 k +3,627 Nuevas
Bank of America
22
Bank of America
North Carolina
USD 21.4 k +USD 21.4 k +2,609 Nuevas
Allworth Financial
23
Allworth Financial
California
USD 19.5 k +USD 19.5 k +2,381 Nuevas
Farther Finance Advisors
24
Farther Finance Advisors
California
USD 6.49 k +USD 6.49 k +792 Nuevas
Networth Advisors
25
Networth Advisors
Pennsylvania
USD 6.47 k +USD 6.47 k +790 Nuevas
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