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VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 78.6 M +USD 18.8 M +467,415 +33%
UBS Group
2
UBS Group
Switzerland
USD 15.4 M +USD 13.9 M +346,976 +1,402%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
USD 13.9 M +USD 954 k +23,760 +8%
Morgan Stanley
4
Morgan Stanley
New York
USD 8.18 M +USD 4.43 M +110,334 +126%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
USD 7.47 M +USD 2.06 M +51,417 +40%
Raymond James Financial Services Advisors
6
Raymond James Financial Services Advisors
Florida
USD 5.59 M +USD 2.05 M +50,960 +60%
Stratos Wealth Partners
7
Stratos Wealth Partners
Ohio
USD 4.51 M +USD 2.2 M +54,723 +101%
Victory Capital Management
8
Victory Capital Management
Texas
USD 3.45 M +USD 657 k +16,376 +24%
Stifel Financial
9
Stifel Financial
Missouri
USD 3.08 M +USD 1.64 M +40,956 +122%
Ameriprise
10
Ameriprise
Minnesota
USD 2.48 M +USD 2.46 M +61,300 Nuevas
Ladenburg Thalmann Financial Services
11
Ladenburg Thalmann Financial Services
Florida
USD 2.39 M – – –
Bank of America
12
Bank of America
North Carolina
USD 2.38 M +USD 1.25 M +31,024 +117%
IFP Advisors
13
IFP Advisors
Florida
USD 1.91 M -USD 131 k -3,266 -7%
Raymond James & Associates
14
Raymond James & Associates
Florida
USD 1.88 M +USD 488 k +12,162 +36%
Advisor Group
15
Advisor Group
Arizona
USD 1.01 M +USD 214 k +5,333 +28%
Flagship Harbor Advisors
16
Flagship Harbor Advisors
Massachusetts
USD 986 k +USD 957 k +23,836 Nuevas
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
USD 586 k -USD 1.6 M -39,821 -74%
First Heartland Consultants
18
First Heartland Consultants
Missouri
USD 573 k -USD 124 k -3,082 -18%
National Planning Corporation
19
National Planning Corporation
California
USD 514 k -USD 19.1 k -475 -4%
CWM
20
Cornerstone Wealth Management
Missouri
USD 473 k +USD 458 k +11,402 Nuevas
SII Investments
21
SII Investments
Wisconsin
USD 447 k +USD 173 k +4,314 +66%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
USD 293 k +USD 285 k +7,101 Nuevas
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
USD 259 k -USD 4.7 k -117 -2%
CIBC Bank USA
24
CIBC Bank USA
Illinois
USD 243 k +USD 236 k +5,880 Nuevas
MSI Financial Services
25
MSI Financial Services
Massachusetts
USD 220 k +USD 241 +6 +0.1%
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