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Calamos Dynamic Convertible & Income Fund
CCD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Calamos Wealth Management
1
Calamos Wealth Management
Illinois
USD 19.4 M – – –
Punch & Associates Investment Management
2
Punch & Associates Investment Management
Minnesota
USD 10.2 M +USD 713 k +40,250 +7%
Wells Fargo
3
Wells Fargo
California
USD 6.94 M -USD 320 k -18,040 -4%
Guggenheim Capital
4
Guggenheim Capital
Illinois
USD 3.31 M +USD 705 k +39,798 +27%
Morgan Stanley
5
Morgan Stanley
New York
USD 3.13 M +USD 1.81 M +102,263 +134%
Bank of America
6
Bank of America
North Carolina
USD 2.69 M -USD 310 k -17,495 -10%
Rivernorth Capital Management
7
Rivernorth Capital Management
Florida
USD 2.47 M +USD 2.5 M +140,942 Nuevas
D.A. Davidson & Co
8
D.A. Davidson & Co
Montana
USD 2.32 M +USD 171 k +9,646 +8%
Citigroup
9
Citigroup
New York
USD 2.07 M +USD 2.06 M +116,421 +7,614%
Advisors Asset Management
10
Advisors Asset Management
Colorado
USD 1.85 M +USD 134 k +7,539 +8%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
USD 1.73 M +USD 120 k +6,786 +7%
Oppenheimer & Co
12
Oppenheimer & Co
New York
USD 1.29 M +USD 620 k +35,006 +90%
UBS Group
13
UBS Group
Switzerland
USD 885 k +USD 242 k +13,660 +37%
Sit Investment Associates
14
Sit Investment Associates
Minnesota
USD 881 k +USD 890 k +50,235 Nuevas
Ameriprise
15
Ameriprise
Minnesota
USD 835 k +USD 336 k +18,971 +66%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
USD 826 k +USD 112 k +6,344 +16%
Stifel Financial
17
Stifel Financial
Missouri
USD 682 k -USD 241 k -13,580 -26%
MSI Financial Services
18
MSI Financial Services
Massachusetts
USD 536 k -USD 77.5 k -4,373 -13%
Raymond James & Associates
19
Raymond James & Associates
Florida
USD 475 k +USD 26.5 k +1,495 +6%
Baird Financial Group
20
Baird Financial Group
Wisconsin
USD 375 k +USD 13.2 k +744 +4%
Boothbay Fund Management
21
Boothbay Fund Management
New York
USD 351 k +USD 354 k +20,000 Nuevas
LPL Financial
22
LPL Financial
California
USD 307 k +USD 35.5 k +2,004 +13%
ArrowMark Colorado Holdings
23
ArrowMark Colorado Holdings
Colorado
USD 300 k +USD 60.9 k +3,440 +25%
Weiss Asset Management
24
Weiss Asset Management
Massachusetts
USD 237 k +USD 240 k +13,541 Nuevas
Virtu KCG Holdings
25
Virtu KCG Holdings
New York
USD 209 k -USD 232 k -13,102 -52%
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