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Saba Capital Income & Opportunities Fund
BRW

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Focus Partners Wealth
1
Focus Partners Wealth
Massachusetts
USD 18 M -USD 1.45 M -215,425 -7%
Toronto Dominion Bank
2
Toronto Dominion Bank
Ontario, Canada
USD 15 M – – –
Rivernorth Capital Management
3
Rivernorth Capital Management
Florida
USD 12.2 M -USD 958 k -142,192 -7%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
USD 10.1 M +USD 859 k +127,505 +9%
Penserra Capital Management
5
Penserra Capital Management
California
USD 9.9 M +USD 344 k +51,071 +4%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
USD 7.06 M +USD 1.28 M +189,411 +21%
Blue Bell Private Wealth Management
7
Blue Bell Private Wealth Management
Pennsylvania
USD 5.45 M +USD 188 k +27,845 +3%
Invesco
8
Invesco
Georgia
USD 4.86 M -USD 356 k -52,772 -7%
CL
9
CSS LLC
Illinois
USD 4.51 M -USD 147 k -21,758 -3%
Morgan Stanley
10
Morgan Stanley
New York
USD 3.98 M -USD 248 k -36,828 -6%
LPL Financial
11
LPL Financial
California
USD 3.33 M +USD 217 k +32,187 +7%
UBS Group
12
UBS Group
Switzerland
USD 3.17 M +USD 47.8 k +7,096 +1%
FPC
13
Flax Pond Capital
Massachusetts
USD 2.67 M – – –
Advisors Asset Management
14
Advisors Asset Management
Colorado
USD 1.95 M -USD 12.6 k -1,865 -0.6%
Ethos Financial Group
15
Ethos Financial Group
Pennsylvania
USD 1.65 M -USD 104 k -15,383 -6%
ACM
16
Adalta Capital Management
New York
USD 1.63 M +USD 49.6 k +7,367 +3%
Osaic Holdings
17
Osaic Holdings
Arizona
USD 1.46 M +USD 155 k +23,064 +12%
Scotia Capital
18
Scotia Capital
Ontario, Canada
USD 1.43 M -USD 3.21 k -477 -0.2%
JWCA
19
J.W. Cole Advisors
Florida
USD 1.4 M +USD 1.44 M +213,373 Nuevas
Modern Wealth Management
20
Modern Wealth Management
Kansas
USD 1.36 M +USD 41.6 k +6,180 +3%
Baird Financial Group
21
Baird Financial Group
Wisconsin
USD 1.26 M +USD 52.3 k +7,764 +4%
Park Avenue Securities
22
Park Avenue Securities
New York
USD 1.17 M -USD 1.96 k -291 -0.2%
Marks Group Wealth Management
23
Marks Group Wealth Management
Minnesota
USD 1.14 M – – –
SAM
24
SVRN Asset Management
Texas
USD 1.13 M -USD 47.2 k -7,008 -4%
YCM
25
Yakira Capital Management
Connecticut
USD 840 k – – –
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