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AXT Inc
AXTI

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Valliance Asset Management
276
Valliance Asset Management
Hong Kong
– -USD 6.42 M -112,600 Cerradas
LMR Partners
277
LMR Partners
United Kingdom
– -USD 5.98 M -105,000 Cerradas
HRT Financial
278
HRT Financial
New York
– -USD 5.67 M -99,546 Cerradas
Prelude Capital Management
279
Prelude Capital Management
New York
– -USD 4.96 M -87,092 Cerradas
Dymon Asia Capital (Singapore)
280
Dymon Asia Capital (Singapore)
Singapore
– -USD 4.49 M -78,778 Cerradas
Brevan Howard Capital Management
281
Brevan Howard Capital Management
Jersey
– -USD 4.27 M -74,979 Cerradas
Concurrent Investment Advisors
282
Concurrent Investment Advisors
Florida
– -USD 2.39 M -41,908 Cerradas
J.W. Cole Advisors
283
J.W. Cole Advisors
Florida
– -USD 2.15 M -37,654 Cerradas
Oasis Advisors
284
Oasis Advisors
Iowa
– -USD 1.75 M -30,779 Cerradas
Hudson Bay Capital Management
285
Hudson Bay Capital Management
Connecticut
– -USD 1.68 M -29,536 Cerradas
1832 Asset Management
286
1832 Asset Management
Ontario, Canada
– -USD 1.66 M -29,100 Cerradas
Octahedron Capital Management
287
Octahedron Capital Management
California
– -USD 1.65 M -29,000 Cerradas
Schonfeld Strategic Advisors
288
Schonfeld Strategic Advisors
New York
– -USD 1.62 M -28,423 Cerradas
Mirae Asset Global Investments
289
Mirae Asset Global Investments
South Korea
– -USD 1.21 M -21,160 Cerradas
HSBC Holdings
290
HSBC Holdings
United Kingdom
– -USD 1.16 M -20,673 Cerradas
SummitTX Capital
291
SummitTX Capital
Texas
– -USD 1.17 M -20,498 Cerradas
6CM
292
683 Capital Management
New York
– -USD 969 k -17,000 Cerradas
Jacobs Levy Equity Management
293
Jacobs Levy Equity Management
New Jersey
– -USD 766 k -13,438 Cerradas
Brookstone Capital Management
294
Brookstone Capital Management
Illinois
– -USD 689 k -12,092 Cerradas
Centiva Capital
295
Centiva Capital
New York
– -USD 559 k -9,815 Cerradas
TAA
296
TB Alternative Assets
Cayman Islands
– -USD 556 k -9,760 Cerradas
RIA Advisory Group
297
RIA Advisory Group
Iowa
– -USD 525 k -9,221 Cerradas
Patten Group
298
Patten Group
Tennessee
– -USD 500 k -8,779 Cerradas
Independent Financial Group
299
Independent Financial Group
California
– -USD 456 k -8,000 Cerradas
FCM
300
Fieldview Capital Management
Michigan
– -USD 451 k -7,908 Cerradas
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