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ALPS Clean Energy ETF
ACES

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
CIBC Bancorp USA
1
CIBC Bancorp USA
Illinois
USD 52.2 M +USD 3.04 M +83,080 +6%
Wealthfront Advisers
2
Wealthfront Advisers
California
USD 3.82 M +USD 392 k +10,715 +11%
Goldman Sachs
3
Goldman Sachs
New York
USD 3.54 M -USD 156 k -4,263 -4%
Bank of America
4
Bank of America
North Carolina
USD 2.48 M +USD 272 k +7,424 +12%
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
USD 1.41 M +USD 150 k +4,113 +12%
Focus Partners Wealth
6
Focus Partners Wealth
Massachusetts
USD 1.24 M -USD 76.1 k -2,080 -6%
GTS Securities
7
GTS Securities
Florida
USD 1.22 M +USD 1.26 M +34,413 Nuevas
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
USD 850 k -USD 230 k -6,283 -21%
Morgan Stanley
9
Morgan Stanley
New York
USD 749 k +USD 105 k +2,873 +16%
LPL Financial
10
LPL Financial
California
USD 718 k +USD 2.82 k +77 +0.4%
Wells Fargo
11
Wells Fargo
California
USD 704 k +USD 221 k +6,032 +44%
Citigroup
12
Citigroup
New York
USD 681 k +USD 703 k +19,214 Nuevas
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
USD 659 k -USD 86.5 k -2,366 -11%
WA
14
Waystone Advisors
Washington
USD 645 k +USD 43 k +1,175 +7%
UBS Group
15
UBS Group
Switzerland
USD 468 k +USD 64.9 k +1,774 +16%
Jane Street
16
Jane Street
New York
USD 408 k -USD 1.07 M -29,176 -72%
Trillium Asset Management
17
Trillium Asset Management
Massachusetts
USD 301 k – – –
US Bancorp
18
US Bancorp
Minnesota
USD 287 k +USD 31.7 k +867 +12%
LaSalle St. Investment Advisors
19
LaSalle St. Investment Advisors
Illinois
USD 287 k +USD 65.3 k +1,785 +28%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
USD 275 k +USD 52.7 k +1,440 +23%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
USD 256 k +USD 210 k +5,746 +384%
NAMM
22
NorthStar Asset Management (Massachusetts)
Massachusetts
USD 228 k +USD 235 k +6,425 Nuevas
O'Shaughnessy Asset Management
23
O'Shaughnessy Asset Management
Connecticut
USD 131 k – – –
Osaic Holdings
24
Osaic Holdings
Arizona
USD 68.1 k +USD 53.9 k +1,473 +330%
Smithfield Trust
25
Smithfield Trust
Pennsylvania
USD 50 k – – –
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