|
3376
|
Bensler
Bellevue,
Washington
|
$0
|
-$1.01M
|
0
|
–
|
Closed
|
|
|
3377
|
Better Money Decisions
Santa Fe,
New Mexico
|
$0
|
-$131K
|
0
|
–
|
Closed
|
|
|
3378
|
Blackhawk Capital Partners
Thiensville,
Wisconsin
|
$0
|
-$693K
|
0
|
–
|
Closed
|
|
|
3379
|
Bowen Hanes & Co
Ponte Vedra Beach,
Florida
|
$0
|
-$255K
|
0
|
–
|
Closed
|
|
|
3380
|
Brown Advisory Securities
Baltimore,
Maryland
|
$0
|
-$368K
|
0
|
–
|
Closed
|
|
|
3381
|
Cadence Bank NA
Houston,
Texas
|
$0
|
-$3.27M
|
0
|
–
|
Closed
|
|
|
3382
|
Callan Capital
La Jolla,
California
|
$0
|
-$210K
|
0
|
–
|
Closed
|
|
|
3383
|
Campion Asset Management
Falls Church,
Virginia
|
$0
|
-$255K
|
0
|
–
|
Closed
|
|
|
3384
|
Capital Investment Counsel Inc
Raleigh,
North Carolina
|
$0
|
-$452K
|
0
|
–
|
Closed
|
|
|
3385
|
Cascade Investment Advisors
Oregon City,
Oregon
|
$0
|
-$23.8K
|
0
|
–
|
Closed
|
|
|
3386
|
CFS Investment Advisory Services
Totowa,
New Jersey
|
$0
|
-$1.85M
|
0
|
–
|
Closed
|
|
|
3387
|
Charter Oak Capital Management
Portsmouth,
New Hampshire
|
$0
|
-$724K
|
0
|
–
|
Closed
|
|
|
3388
|
Cidel Asset Management
Toronto, Ontario,
Ontario, Canada
|
$0
|
-$348K
|
0
|
–
|
Closed
|
|
|
3389
|
Claraphi Advisory Network
Aliso Viejo,
United States
|
$0
|
-$914K
|
0
|
–
|
Closed
|
|
|
3390
|
CMT Capital Markets Trading
Frankfurt,
Germany
|
$0
|
-$433K
|
0
|
–
|
Closed
|
|
|
3391
|
Cobalt Capital Management
Short Hills,
New Jersey
|
$0
|
-$6.64M
|
0
|
–
|
Closed
|
|
|
3392
|
Collaborative Holdings Management
New York
|
$0
|
-$3.69M
|
0
|
–
|
Closed
|
|
|
3393
|
Columbia Trust
Portland,
Oregon
|
$0
|
-$441K
|
0
|
–
|
Closed
|
|
|
3394
|
Conversant Capital
Summit,
New Jersey
|
$0
|
-$7.66M
|
0
|
–
|
Closed
|
|
|
3395
|
Cordatus Wealth Management
Newtown,
Pennsylvania
|
$0
|
-$1.84M
|
0
|
–
|
Closed
|
|
|
3396
|
Cottonwood Capital Advisors
Salt Lake City,
Utah
|
$0
|
-$224K
|
0
|
–
|
Closed
|
|
|
3397
|
Cowen Investment Management
New York
|
$0
|
-$245K
|
0
|
–
|
Closed
|
|
|
3398
|
Cypress Funds
Los Angeles,
California
|
$0
|
-$13.8M
|
0
|
–
|
Closed
|
|
|
3399
|
Demars Financial Group
Spokane Valley,
Washington
|
$0
|
-$1.97M
|
0
|
–
|
Closed
|
|
|
3400
|
DF Dent & Co
Baltimore,
Maryland
|
$0
|
-$232K
|
0
|
–
|
Closed
|
|