|
1301
|
Personal CFO Solutions
Chester,
New Jersey
|
$0
|
-$282K
|
0
|
–
|
Closed
|
|
|
1302
|
Physicians Financial Services
Raleigh,
North Carolina
|
$0
|
-$368K
|
0
|
–
|
Closed
|
|
|
1303
|
Platform Technology Partners
New York
|
$0
|
-$228K
|
0
|
–
|
Closed
|
|
|
1304
|
Prentice Capital Management
Greenwich,
Connecticut
|
$0
|
-$10.5M
|
0
|
–
|
Closed
|
|
|
1305
|
Prism Advisors
Studio City,
California
|
$0
|
-$235K
|
0
|
–
|
Closed
|
|
|
1306
|
Private Asset Management
San Diego,
California
|
$0
|
-$294K
|
0
|
–
|
Closed
|
|
|
1307
|
Private Harbour Investment Management & Counsel
Sagamore Hills,
Ohio
|
$0
|
-$655K
|
0
|
–
|
Closed
|
|
|
1308
|
Private Ocean
San Rafael,
California
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1309
|
Private Portfolio Partners
Paramus,
New Jersey
|
$0
|
-$49.1K
|
0
|
–
|
Closed
|
|
|
1310
|
Proffitt & Goodson
Knoxville,
Tennessee
|
$0
|
$0
|
2
|
0%
|
Maintained
|
|
|
1311
|
Providence Capital Advisors
Charlotte,
North Carolina
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1312
|
Pura Vida Investments
New York
|
$0
|
-$1.39M
|
0
|
–
|
Closed
|
|
|
1313
|
qPULA Trading Management
New York
|
$0
|
-$573K
|
0
|
–
|
Closed
|
|
|
1314
|
Quinn Opportunity Partners
Charlottesville,
Virginia
|
$0
|
-$2.11M
|
0
|
–
|
Closed
|
|
|
1315
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
$0
|
-$1.26M
|
0
|
–
|
Closed
|
|
|
1316
|
Raleigh Capital Management
Cary,
North Carolina
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1317
|
RBC Europe
London,
United Kingdom
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1318
|
Retirement Planning Company of New England
Warwick,
Rhode Island
|
$0
|
-$271K
|
0
|
–
|
Closed
|
|
|
1319
|
Roberts Wealth Advisors
Palo Alto,
California
|
$0
|
-$333K
|
0
|
–
|
Closed
|
|
|
1320
|
Roble Belko & Company
Sewickley,
Pennsylvania
|
$0
|
$0
|
2
|
0%
|
Maintained
|
|
|
1321
|
Rockland Trust
Hanover,
Massachusetts
|
$0
|
-$987K
|
0
|
–
|
Closed
|
|
|
1322
|
Round Rock Advisors
Wilton,
Connecticut
|
$0
|
-$213K
|
0
|
–
|
Closed
|
|
|
1323
|
RPg Family Wealth Advisory
Burlington,
Massachusetts
|
$0
|
-$4.76K
|
0
|
–
|
Closed
|
|
|
1324
|
Running Point Capital Advisors
El Segundo,
California
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
1325
|
Saba Capital Management
New York
|
$0
|
-$9.64M
|
0
|
–
|
Closed
|
|