|
76
|
Boothbay Fund Management
New York
|
$0
|
-$3.81M
|
0
|
–
|
Closed
|
|
|
77
|
Brighton Jones LLC
Seattle,
Washington
|
$0
|
-$95K
|
0
|
–
|
Closed
|
|
|
78
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
79
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
80
|
Cowen and Company
New York
|
$0
|
-$508K
|
0
|
–
|
Closed
|
|
|
81
|
Creative Planning
Overland Park,
Kansas
|
$0
|
-$18K
|
0
|
–
|
Closed
|
|
|
82
|
Emerald Mutual Fund Advisers Trust
Leola,
Pennsylvania
|
$0
|
-$442K
|
0
|
–
|
Closed
|
|
|
83
|
Fidelity Investments
Boston,
Massachusetts
|
$0
|
+$150
|
1
|
0%
|
Increased
|
|
|
84
|
Flagship Harbor Advisors
Boston,
Massachusetts
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
85
|
Joseph P. Lucia & Associates
Yorktown Heights,
New York
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
86
|
Monashee Investment Management
Boston,
Massachusetts
|
$0
|
-$645K
|
0
|
–
|
Closed
|
|
|
87
|
Parallel Advisors
San Francisco,
California
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
88
|
Plante Moran Financial Advisors
Southfield,
Michigan
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
89
|
Quad-Cities Investment Group
Davenport,
Iowa
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
90
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
$0
|
-$102K
|
0
|
–
|
Closed
|
|
|
91
|
Realta Investment Advisors
Wilmington,
Delaware
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
92
|
Rockefeller Capital Management
New York
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
93
|
Sargent Bickham Lagudis
Boulder,
Colorado
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
94
|
Secrest Blakey & Associates
Raleigh,
North Carolina
|
$0
|
-$16K
|
0
|
–
|
Closed
|
|
|
95
|
SignatureFD
Atlanta,
Georgia
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
96
|
TCI Wealth Advisors
Tucson,
Arizona
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
97
|
Verus Capital Partners
Scottsdale,
Arizona
|
$0
|
+$75
|
1
|
0%
|
New
|
|
|
98
|
Victory Capital Management
San Antonio,
Texas
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
99
|
Wells Fargo
San Francisco,
California
|
$0
|
-$3.24K
|
1
|
0%
|
Reduced
|
|