|
1551
|
|
$0
|
-$3.75M
|
0
|
–
|
Closed
|
|
|
1552
|
Caption Management
Oklahoma City,
Oklahoma
|
$0
|
-$1.51M
|
0
|
–
|
Closed
|
|
|
1553
|
Carmichael Hill & Associates
Gaithersburg,
Maryland
|
$0
|
-$221K
|
0
|
–
|
Closed
|
|
|
1554
|
Castle Rock Wealth Management
Walnut Creek,
California
|
$0
|
-$340K
|
0
|
–
|
Closed
|
|
|
1555
|
Catalyst Capital Advisors
Huntington,
New York
|
$0
|
-$843K
|
0
|
–
|
Closed
|
|
|
1556
|
Centre Asset Management
New York
|
$0
|
-$328K
|
0
|
–
|
Closed
|
|
|
1557
|
Cerebellum
San Francisco,
California
|
$0
|
-$180K
|
0
|
–
|
Closed
|
|
|
1558
|
Chesapeake Asset Management
New York
|
$0
|
-$699K
|
0
|
–
|
Closed
|
|
|
1559
|
CIBC Bank USA
Chicago,
Illinois
|
$0
|
-$207K
|
0
|
–
|
Closed
|
|
|
1560
|
Citizens Financial Group
Providence,
Rhode Island
|
$0
|
-$16K
|
0
|
–
|
Closed
|
|
|
1561
|
Citizens & Northern Corp
Wellsboro,
Pennsylvania
|
$0
|
-$326K
|
0
|
–
|
Closed
|
|
|
1562
|
ClariVest Asset Management
San Diego,
California
|
$0
|
-$171K
|
0
|
–
|
Closed
|
|
|
1563
|
Clearstead Trust
Portland,
Maine
|
$0
|
-$20K
|
0
|
–
|
Closed
|
|
|
1564
|
C.M. Bidwell & Associates
Honolulu,
Hawaii
|
$0
|
-$733K
|
0
|
–
|
Closed
|
|
|
1565
|
CMT Capital Markets Trading
Frankfurt,
Germany
|
$0
|
-$386K
|
0
|
–
|
Closed
|
|
|
1566
|
Coldstream Capital Management
Bellevue,
Washington
|
$0
|
-$485K
|
0
|
–
|
Closed
|
|
|
1567
|
Connecticut Wealth Management
Farmington,
Connecticut
|
$0
|
-$248K
|
0
|
–
|
Closed
|
|
|
1568
|
Continuum Advisory
Eagle,
Idaho
|
$0
|
-$310K
|
0
|
–
|
Closed
|
|
|
1569
|
Corrado Advisors
Ramsey,
New Jersey
|
$0
|
-$3.39M
|
0
|
–
|
Closed
|
|
|
1570
|
Country Club Trust
Kansas City,
Missouri
|
$0
|
-$302K
|
0
|
–
|
Closed
|
|
|
1571
|
Courier Capital
Buffalo,
New York
|
$0
|
-$225K
|
0
|
–
|
Closed
|
|
|
1572
|
C Partners Holding
Zurich,
Switzerland
|
$0
|
-$135K
|
0
|
–
|
Closed
|
|
|
1573
|
Csenge Advisory Group
Clearwater,
Florida
|
$0
|
-$28K
|
0
|
–
|
Closed
|
|
|
1574
|
Cue Advisory Services
Phoenix,
Arizona
|
$0
|
-$310K
|
0
|
–
|
Closed
|
|
|
1575
|
Cypress Capital Group
Palm Beach,
Florida
|
$0
|
-$202K
|
0
|
–
|
Closed
|
|