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Yum! Brands

797 hedge funds and large institutions have $24.2B invested in Yum! Brands in 2014 Q3 according to their latest regulatory filings, with 72 funds opening new positions, 263 increasing their positions, 311 reducing their positions, and 78 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% less first-time investments, than exits

New positions opened: 72 | Existing positions closed: 78

2% less funds holding

Funds holding: 810797 (-13)

1.91% less ownership

Funds ownership: 107.43%105.52% (-1.9%)

13% less capital invested

Capital invested by funds: $27.6B → $24.2B (-$3.49B)

14% less funds holding in top 10

Funds holding in top 10: 2118 (-3)

15% less repeat investments, than reductions

Existing positions increased: 263 | Existing positions reduced: 311

42% less call options, than puts

Call options by funds: $363M | Put options by funds: $623M

Holders
797
Holders Change
-13
Holders Change %
-1.6%
% of All Funds
23.12%
Holding in Top 10
18
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-14.29%
% of All Funds
0.52%
New
72
Increased
263
Reduced
311
Closed
78
Calls
$363M
Puts
$623M
Net Calls
-$259M
Net Calls Change
-$387M
Name Holding Trade Value Shares
Change
Change in
Stake
BG
26
BlackRock Group
United Kingdom
$221M -$27.5M -516,808 -11%
Geode Capital Management
27
Geode Capital Management
Massachusetts
$219M -$3.69M -69,376 -2%
Loomis, Sayles & Company
28
Loomis, Sayles & Company
Massachusetts
$210M +$22.1M +414,612 +11%
ETC
29
Evercore Trust Company
New York
$205M -$3.87M -72,677 -2%
UBS AM
30
UBS AM
Illinois
$185M -$14.9M -279,235 -7%
TIM
31
Thornburg Investment Management
New Mexico
$179M -$248M -4,664,166 -57%
GTP
32
Global Thematic Partners
New York
$177M +$74.1M +1,391,943 +69%
Caisse de Depot et Placement du Quebec (CDPQ)
33
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$173M +$29.7M +558,069 +20%
American Century Companies
34
American Century Companies
Missouri
$151M -$20.7M -389,144 -12%
ClearBridge Investments
35
ClearBridge Investments
New York
$145M +$3.73K +70 +0%
Deutsche Bank
36
Deutsche Bank
Germany
$140M +$18.7M +352,236 +15%
Charles Schwab
37
Charles Schwab
California
$138M +$68.2M +1,281,065 +93%
DCP
38
DSM Capital Partners
Florida
$133M -$26.8M -503,848 -16%
Invesco
39
Invesco
Georgia
$133M -$7.22M -135,678 -5%
Legal & General Group
40
Legal & General Group
United Kingdom
$131M -$3.26M -61,267 -2%
HCM
41
Herndon Capital Management
Georgia
$131M -$4.32M -81,261 -3%
RFC
42
Russell Frank Company
Washington
$125M -$78.9M -1,482,197 -38%
Prudential Financial
43
Prudential Financial
New Jersey
$120M +$20.9M +393,408 +20%
T. Rowe Price Associates
44
T. Rowe Price Associates
Maryland
$120M +$16.3M +307,087 +15%
HCM
45
Holland Capital Management
Illinois
$111M +$8.51M +159,979 +8%
TCIM
46
TIAA CREF Investment Management
New York
$111M +$7.29M +136,906 +7%
IG
47
ING Group
Netherlands
$106M +$10.9M +205,505 +11%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$102M +$7.28M +136,853 +7%
California Public Employees Retirement System
49
California Public Employees Retirement System
California
$98.1M -$1.74M -32,746 -2%
SGA
50
Sustainable Growth Advisers
Connecticut
$94.1M -$87.2M -1,639,467 -47%

YUM Hedge Fund Activity: Q3 2014 in Review

797 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Yum! Brands (YUM) for Q3 2014, worth a combined $24.2B — down 13% from $27.6B a quarter earlier.

Sellers outnumbered buyers: 78 funds closed out of YUM and 72 opened new positions — a net loss of 6 holders — while 311 trimmed existing stakes and 263 added.

The largest buyer was Bank of New York Mellon, adding an estimated $254M. The largest seller was Capital Research Global Investors, cutting an estimated $923M.

  • 797 institutional investors held Yum! Brands (YUM) as of Q3 2014, down from 810 in Q2 2014.
  • Funds reported $24.2B of Yum! Brands stock for Q3 2014, down 13% quarter-over-quarter.
  • 72 funds opened new Yum! Brands positions in Q3 2014 and 78 closed out, a net change of -6 holders.
  • The largest Yum! Brands buyer in Q3 2014 was Bank of New York Mellon, an estimated $254M added.
  • The largest Yum! Brands seller in Q3 2014 was Capital Research Global Investors, an estimated $923M sold.

Based on aggregated 13F filings for Q3 2014.