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Yum! Brands

760 hedge funds and large institutions have $24.8B invested in Yum! Brands in 2013 Q3 according to their latest regulatory filings, with 64 funds opening new positions, 233 increasing their positions, 327 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 64 | Existing positions closed: 45

19% more call options, than puts

Call options by funds: $394M | Put options by funds: $332M

1% more funds holding

Funds holding: 749760 (+11)

3% more capital invested

Capital invested by funds: $24.1B → $24.8B (+$716M)

0.96% more ownership

Funds ownership: 107.48%108.44% (+0.96%)

0% more funds holding in top 10

Funds holding in top 10: 2424 (0)

29% less repeat investments, than reductions

Existing positions increased: 233 | Existing positions reduced: 327

Holders
760
Holders Change
+11
Holders Change %
+1.47%
% of All Funds
24.64%
Holding in Top 10
24
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.78%
New
64
Increased
233
Reduced
327
Closed
45
Calls
$394M
Puts
$332M
Net Calls
+$61.5M
Net Calls Change
+$80.7M
Name Holding Trade Value Shares
Change
Change in
Stake
SP
26
Sarasin & Partners
United Kingdom
$192M -$11.1M -213,118 -5%
TCIM
27
TIAA CREF Investment Management
New York
$188M -$41.8M -805,363 -18%
SGA
28
Sustainable Growth Advisers
Connecticut
$180M +$6.48M +124,996 +4%
UBS AM
29
UBS AM
Illinois
$176M +$80.7M +1,555,742 +83%
ClearBridge Investments
30
ClearBridge Investments
New York
$172M -$2.8M -53,960 -2%
Caisse de Depot et Placement du Quebec (CDPQ)
31
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$169M +$20.1M +386,837 +13%
MICM
32
Matthews International Capital Management
California
$164M +$6.99M +134,756 +4%
RFC
33
Russell Frank Company
Washington
$162M +$25.2M +485,199 +18%
DCP
34
DSM Capital Partners
Florida
$159M -$2.32M -44,654 -1%
HCM
35
Herndon Capital Management
Georgia
$151M +$9.04M +174,386 +6%
Wellington Management Group
36
Wellington Management Group
Massachusetts
$151M +$9.83M +189,462 +7%
AllianceBernstein
37
AllianceBernstein
Tennessee
$149M -$15.6M -300,364 -9%
Legal & General Group
38
Legal & General Group
United Kingdom
$139M -$1.98M -38,153 -1%
Deutsche Bank
39
Deutsche Bank
Germany
$136M -$33.6M -648,070 -20%
U
40
UBS
Switzerland
$136M +$18.4M +354,462 +15%
HCM
41
Holland Capital Management
Illinois
$133M +$4.05M +78,053 +3%
ESG
42
Emerging Sovereign Group
New York
$118M -$42.6M -821,664 -26%
Goldman Sachs
43
Goldman Sachs
New York
$117M -$37.8M -729,101 -24%
WRF
44
Waddell & Reed Financial
Kansas
$112M -$2.45M -47,308 -2%
SBAM
45
Santa Barbara Asset Management
California
$109M +$6.14M +118,423 +6%
UIM
46
USS Investment Management
United Kingdom
$101M +$21.6M +417,300 +27%
GTP
47
Global Thematic Partners
New York
$100M +$4.41M +84,992 +5%
Schroder Investment Management Group
48
Schroder Investment Management Group
United Kingdom
$98.1M -$44.3M -854,825 -31%
O
49
OppenheimerFunds
New York
$97M +$14.1M +271,385 +17%
WPSC
50
W.P. Stewart & Co
New York
$96.7M +$7.44M +143,546 +8%

YUM Hedge Fund Activity: Q3 2013 in Review

760 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Yum! Brands (YUM) for Q3 2013, worth a combined $24.8B — up 3% from $24.1B a quarter earlier.

Buyers outnumbered sellers: 64 funds opened new YUM positions and 45 closed out — a net gain of 19 holders — while 233 added to existing stakes and 327 trimmed.

The largest buyer was Aberdeen Asset Management, adding an estimated $245M. The largest seller was Winslow Capital Management, exiting entirely with an estimated $223M sold.

  • 760 institutional investors held Yum! Brands (YUM) as of Q3 2013, up from 749 in Q2 2013.
  • Funds reported $24.8B of Yum! Brands stock for Q3 2013, up 3% quarter-over-quarter.
  • 64 funds opened new Yum! Brands positions in Q3 2013 and 45 closed out, a net change of +19 holders.
  • The largest Yum! Brands buyer in Q3 2013 was Aberdeen Asset Management, an estimated $245M added.
  • The largest Yum! Brands seller in Q3 2013 was Winslow Capital Management, an estimated $223M sold.

Based on aggregated 13F filings for Q3 2013.