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State Street SPDR S&P Transportation ETF

75 hedge funds and large institutions have $300M invested in State Street SPDR S&P Transportation ETF in 2014 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 33 increasing their positions, 5 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

560% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 5

500% more funds holding in top 10

Funds holding in top 10: 16 (+5)

357% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 7

89% more capital invested

Capital invested by funds: $159M → $300M (+$141M)

47% more funds holding

Funds holding: 5175 (+24)

8.41% less ownership

Funds ownership: 115.88%107.47% (-8.4%)

Holders
75
Holders Change
+24
Holders Change %
+47.06%
% of All Funds
2%
Holding in Top 10
6
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+500%
% of All Funds
0.16%
New
32
Increased
33
Reduced
5
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$34.3M +$15.1M +302,006 +92%
HCM
2
Hollencrest Capital Management
California
$23M -$207K -4,154 -1%
Goldman Sachs
3
Goldman Sachs
New York
$20.7M +$7.5M +150,534 +65%
PAG
4
Pinnacle Advisory Group
Maryland
$19.5M +$18M +360,102 New
Bank of America
5
Bank of America
North Carolina
$18.4M +$264K +5,302 +2%
UCFA
6
United Capital Financial Advisors
Texas
$18.3M +$2.12M +42,466 +14%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$18.3M +$2.13M +42,792 +14%
LPL Financial
8
LPL Financial
California
$15.8M +$7.77M +155,856 +115%
MG
9
Mather Group
Illinois
$15.1M +$464K +9,308 +3%
UBS Group
10
UBS Group
Switzerland
$13.9M +$12.7M +255,654 New
SCM
11
Summit Capital Management
Washington
$12.6M +$5.59M +112,062 +94%
Citigroup
12
Citigroup
New York
$10.9M +$10M +201,054 New
Wells Fargo
13
Wells Fargo
California
$9.42M +$1.53M +30,614 +21%
ACM
14
Aviance Capital Management
Florida
$7.08M +$3.76M +75,404 +137%
DSAM
15
Dock Street Asset Management
Florida
$6.74M +$6.2M +124,304 New
RJA
16
Raymond James & Associates
Florida
$5.42M +$3.28M +65,712 +192%
HighTower Advisors
17
HighTower Advisors
Illinois
$3.94M +$304K +6,098 +9%
FMP
18
Financial Management Professionals
Texas
$3.87M -$45.4K -910 -1%
SAM
19
Stringer Asset Management
Tennessee
$3.35M +$413K +8,276 +15%
Jane Street
20
Jane Street
New York
$3.12M -$376K -7,552 -12%
ECML
21
Eagle Capital Management (Louisiana)
Louisiana
$2.99M +$2.75M +55,168 New
CA
22
Cumberland Advisors
Florida
$2.52M +$246K +4,940 +12%
CIBC World Market
23
CIBC World Market
Ontario, Canada
$2.16M +$44.7K +896 +2%
CWM
24
Concert Wealth Management
California
$2.14M +$1.97M +39,452 New
RAM
25
Riggs Asset Management
Pennsylvania
$1.95M +$1.79M +35,882 +51,260%

XTN Hedge Fund Activity: Q4 2014 in Review

75 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Transportation ETF (XTN) for Q4 2014, worth a combined $300M — up 89% from $159M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new XTN positions and 7 closed out — a net gain of 25 holders — while 33 added to existing stakes and 5 trimmed.

The largest buyer was Pinnacle Advisory Group, opening a new position worth an estimated $18M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $3.1M sold.

  • 75 institutional investors held State Street SPDR S&P Transportation ETF (XTN) as of Q4 2014, up from 51 in Q3 2014.
  • Funds reported $300M of State Street SPDR S&P Transportation ETF stock for Q4 2014, up 89% quarter-over-quarter.
  • 32 funds opened new State Street SPDR S&P Transportation ETF positions in Q4 2014 and 7 closed out, a net change of +25 holders.
  • The largest State Street SPDR S&P Transportation ETF buyer in Q4 2014 was Pinnacle Advisory Group, an estimated $18M added.
  • The largest State Street SPDR S&P Transportation ETF seller in Q4 2014 was Susquehanna International Group, an estimated $3.1M sold.

Based on aggregated 13F filings for Q4 2014.