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State Street SPDR S&P Transportation ETF

14 hedge funds and large institutions have $20M invested in State Street SPDR S&P Transportation ETF in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 4

7% less funds holding

Funds holding: 1514 (-1)

15.6% less ownership

Funds ownership: 102.23%86.63% (-16%)

16% less capital invested

Capital invested by funds: $23.8M → $20M (-$3.84M)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
14
Holders Change
-1
Holders Change %
-6.67%
% of All Funds
0.45%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
2
Increased
7
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.64M +$1.35M +38,928 +26%
FMP
2
Financial Management Professionals
Texas
$3.1M +$26K +748 +0.9%
CCT
3
Country Club Trust
Missouri
$1.87M -$94.6K -2,720 -5%
LPL Financial
4
LPL Financial
California
$1.69M +$1.64M +47,010 New
VKH
5
Virtu KCG Holdings
New York
$1.68M +$1.65M +47,304 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.31M +$739K +21,250 +136%
U
7
UBS
Switzerland
$1.21M -$53K -1,522 -4%
Bank of America
8
Bank of America
North Carolina
$1.19M +$701K +20,136 +150%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$592K -$913K -26,252 -61%
Wells Fargo
10
Wells Fargo
California
$347K -$88.2K -2,536 -21%
Deutsche Bank
11
Deutsche Bank
Germany
$328K +$316K +9,080 +4,540%
AIG
12
American International Group
New York
$33.5K +$6.61K +190 +25%
Ameriprise
13
Ameriprise
Minnesota
$15K +$11.4K +328 +328%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$6K
NCM
15
Niemann Capital Management
Nevada
-$9.37M -281,120 Closed
Goldman Sachs
16
Goldman Sachs
New York
-$659K -19,766 Closed
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
-$118K -3,552 Closed

XTN Hedge Fund Activity: Q3 2013 in Review

14 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Transportation ETF (XTN) for Q3 2013, worth a combined $20M — down 16% from $23.8M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of XTN and 2 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 7 added.

The largest buyer was LPL Financial, opening a new position worth an estimated $1.64M. The largest seller was Niemann Capital Management, exiting entirely with an estimated $9.37M sold.

  • 14 institutional investors held State Street SPDR S&P Transportation ETF (XTN) as of Q3 2013, down from 15 in Q2 2013.
  • Funds reported $20M of State Street SPDR S&P Transportation ETF stock for Q3 2013, down 16% quarter-over-quarter.
  • 2 funds opened new State Street SPDR S&P Transportation ETF positions in Q3 2013 and 3 closed out, a net change of -1 holder.
  • The largest State Street SPDR S&P Transportation ETF buyer in Q3 2013 was LPL Financial, an estimated $1.64M added.
  • The largest State Street SPDR S&P Transportation ETF seller in Q3 2013 was Niemann Capital Management, an estimated $9.37M sold.

Based on aggregated 13F filings for Q3 2013.