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State Street SPDR S&P Transportation ETF

75 hedge funds and large institutions have $300M invested in State Street SPDR S&P Transportation ETF in 2014 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 33 increasing their positions, 5 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

560% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 5

500% more funds holding in top 10

Funds holding in top 10: 16 (+5)

357% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 7

89% more capital invested

Capital invested by funds: $159M → $300M (+$141M)

47% more funds holding

Funds holding: 5175 (+24)

8.41% less ownership

Funds ownership: 115.88%107.47% (-8.4%)

Holders
75
Holders Change
+24
Holders Change %
+47.06%
% of All Funds
2%
Holding in Top 10
6
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+500%
% of All Funds
0.16%
New
32
Increased
33
Reduced
5
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$1.91M +$934K +18,726 +114%
CS
27
Cannell & Spears
New York
$1.55M +$95.2K +1,910 +7%
RA
28
RFG Advisory
Alabama
$1.38M +$1.27M +25,432 New
RCP
29
Rothschild Capital Partners
New York
$1.25M +$1.15M +23,000 New
CA
30
Cetera Advisors
Colorado
$1.17M +$47.5K +952 +5%
B
31
Baird
Wisconsin
$1.09M +$998K +20,020 New
JP Morgan Chase
32
JP Morgan Chase
New York
$1.08M +$997K +20,000 New
VAM
33
Verity Asset Management
North Carolina
$1.08M +$995K +19,962 New
Loomis, Sayles & Company
34
Loomis, Sayles & Company
Massachusetts
$1.06M +$972K +19,490 New
Ameriprise
35
Ameriprise
Minnesota
$1.04M +$843K +16,912 +742%
NAM
36
NTV Asset Management
West Virginia
$1.03M +$947K +19,000 New
BEAM
37
Baker Ellis Asset Management
Washington
$896K +$17.4K +350 +2%
VC
38
Vicus Capital
Pennsylvania
$831K +$764K +15,324 New
BFEC
39
Benjamin F. Edwards & Company
Missouri
$780K
BCM
40
Barometer Capital Management
Ontario, Canada
$738K +$219K +4,400 +48%
FAAS
41
First Allied Advisory Services
California
$576K +$218K +4,376 +70%
DC
42
Davenport & Co
Virginia
$549K +$10.7K +214 +2%
BGA
43
Belmont Global Advisors
Texas
$542K
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$492K +$452K +9,068 New
Stifel Financial
45
Stifel Financial
Missouri
$488K +$17.3K +346 +4%
BRWM
46
B. Riley Wealth Management
Tennessee
$476K
Deutsche Bank
47
Deutsche Bank
Germany
$465K +$268K +5,380 +168%
WS
48
Wedbush Securities
California
$435K +$400K +8,026 New
Royal Bank of Canada
49
Royal Bank of Canada
Ontario, Canada
$410K -$684K -13,720 -65%
TFA
50
Transamerica Financial Advisors
Florida
$381K +$350K +7,018 New

XTN Hedge Fund Activity: Q4 2014 in Review

75 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Transportation ETF (XTN) for Q4 2014, worth a combined $300M — up 89% from $159M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new XTN positions and 7 closed out — a net gain of 25 holders — while 33 added to existing stakes and 5 trimmed.

The largest buyer was Pinnacle Advisory Group, opening a new position worth an estimated $18M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $3.1M sold.

  • 75 institutional investors held State Street SPDR S&P Transportation ETF (XTN) as of Q4 2014, up from 51 in Q3 2014.
  • Funds reported $300M of State Street SPDR S&P Transportation ETF stock for Q4 2014, up 89% quarter-over-quarter.
  • 32 funds opened new State Street SPDR S&P Transportation ETF positions in Q4 2014 and 7 closed out, a net change of +25 holders.
  • The largest State Street SPDR S&P Transportation ETF buyer in Q4 2014 was Pinnacle Advisory Group, an estimated $18M added.
  • The largest State Street SPDR S&P Transportation ETF seller in Q4 2014 was Susquehanna International Group, an estimated $3.1M sold.

Based on aggregated 13F filings for Q4 2014.