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Invesco S&P SmallCap Low Volatility ETF

82 hedge funds and large institutions have $512M invested in Invesco S&P SmallCap Low Volatility ETF in 2016 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 37 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

200% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 8

147% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 15

48% more capital invested

Capital invested by funds: $345M → $512M (+$167M)

24% more funds holding

Funds holding: 6682 (+16)

2.85% less ownership

Funds ownership: 54.03%51.18% (-2.8%)

Holders
82
Holders Change
+16
Holders Change %
+24.24%
% of All Funds
2.05%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
24
Increased
37
Reduced
15
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWMS
1
Advocacy Wealth Management Services
Georgia
$77.8M +$747K +18,485 +12%
Morgan Stanley
2
Morgan Stanley
New York
$63.5M +$3.36M +83,168 +6%
Invesco
3
Invesco
Georgia
$47.9M -$6.54M -161,851 -13%
Wells Fargo
4
Wells Fargo
California
$32.1M +$6.69M +165,375 +29%
UBS Group
5
UBS Group
Switzerland
$31.4M -$1.69M -41,892 -5%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$30.5M -$2.8M -69,209 -9%
Bank of America
7
Bank of America
North Carolina
$27.3M +$247K +6,115 +1%
LPL Financial
8
LPL Financial
California
$19.1M +$8.52M +210,669 +92%
RJA
9
Raymond James & Associates
Florida
$15.7M +$3.16M +78,256 +28%
MFS
10
MSI Financial Services
Massachusetts
$14.6M +$3.25M +80,452 +32%
Wealth Enhancement Advisory Services
11
Wealth Enhancement Advisory Services
Minnesota
$14.4M +$2.83M +70,024 +27%
Ameriprise
12
Ameriprise
Minnesota
$13.8M +$4.14M +102,472 +48%
AI
13
Atria Investments
North Carolina
$12.9M +$19.9K +491 +0.2%
Stifel Financial
14
Stifel Financial
Missouri
$10.5M +$71.7K +1,773 +0.7%
AG
15
Advisor Group
Arizona
$7.57M +$944K +23,356 +15%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$5.84M +$1.9M +46,987 +54%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$5.68M +$2.25M +55,534 +74%
EC
18
Estate Counselors
Wisconsin
$5.63M -$290K -7,160 -5%
MI
19
Moneywise Inc
Virginia
$5.48M -$142K -3,503 -3%
HNB
20
Huntington National Bank
Ohio
$4.34M
MSAM
21
Moloney Securities Asset Management
Missouri
$4.32M +$4.03M +99,564 New
GA
22
Gateway Advisory
New Jersey
$3.95M +$113K +2,806 +3%
TPWA
23
TRUE Private Wealth Advisors
Oregon
$3.82M +$3.65M +90,254 New
PAG
24
Private Advisor Group
New Jersey
$3.08M +$304K +7,514 +12%
HWP
25
Hefty Wealth Partners
Indiana
$3.03M -$139K -3,426 -5%

XSLV Hedge Fund Activity: Q4 2016 in Review

82 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P SmallCap Low Volatility ETF (XSLV) for Q4 2016, worth a combined $512M — up 48% from $345M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new XSLV positions and 8 closed out — a net gain of 16 holders — while 37 added to existing stakes and 15 trimmed.

The largest buyer was LPL Financial, adding an estimated $8.52M. The largest seller was Invesco, cutting an estimated $6.54M.

  • 82 institutional investors held Invesco S&P SmallCap Low Volatility ETF (XSLV) as of Q4 2016, up from 66 in Q3 2016.
  • Funds reported $512M of Invesco S&P SmallCap Low Volatility ETF stock for Q4 2016, up 48% quarter-over-quarter.
  • 24 funds opened new Invesco S&P SmallCap Low Volatility ETF positions in Q4 2016 and 8 closed out, a net change of +16 holders.
  • The largest Invesco S&P SmallCap Low Volatility ETF buyer in Q4 2016 was LPL Financial, an estimated $8.52M added.
  • The largest Invesco S&P SmallCap Low Volatility ETF seller in Q4 2016 was Invesco, an estimated $6.54M sold.

Based on aggregated 13F filings for Q4 2016.