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Invesco S&P SmallCap Low Volatility ETF

23 hedge funds and large institutions have $26.4M invested in Invesco S&P SmallCap Low Volatility ETF in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 3

0% more funds holding

Funds holding: 2323 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

5% less capital invested

Capital invested by funds: $27.7M → $26.4M (-$1.33M)

3.49% less ownership

Funds ownership: 50.99%47.5% (-3.5%)

Holders
23
Holders Change
Holders Change %
0%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
13
Reduced
3
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$5.33M +$2.48M +79,264 +81%
LPL Financial
2
LPL Financial
California
$4.16M +$219K +6,994 +5%
Morgan Stanley
3
Morgan Stanley
New York
$4.04M -$1.1M -35,069 -21%
GHF
4
Good Harbor Financial
Illinois
$2.37M -$527K -16,855 -18%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.97M +$1.46M +46,808 +250%
AIG
6
American International Group
New York
$1.78M +$7.12K +228 +0.4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.45M +$1.5M +47,971 +35,534%
Ameriprise
8
Ameriprise
Minnesota
$925K +$116K +3,725 +14%
VF
9
Virtu Financial
New York
$831K -$2.75M -88,065 -76%
Bank of America
10
Bank of America
North Carolina
$766K +$44.5K +1,425 +6%
RJA
11
Raymond James & Associates
Florida
$747K +$8.15K +261 +1%
U
12
UBS
Switzerland
$725K +$52.6K +1,683 +8%
JP Morgan Chase
13
JP Morgan Chase
New York
$514K +$233K +7,446 +77%
Axa
14
Axa
France
$288K +$40K +1,280 +15%
VFS
15
VSR Financial Services
Kansas
$241K +$3.31K +106 +1%
Wells Fargo
16
Wells Fargo
California
$90K +$61.1K +1,957 +191%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$55K +$56.6K +1,812 New
Invesco
18
Invesco
Georgia
$37K +$38.7K +1,238 New
PAG
19
Private Advisor Group
New Jersey
$29K +$30K +960 New
PTC
20
Private Trust Company
Ohio
$18K +$18.4K +590 New
DADC
21
D.A. Davidson & Co
Montana
$9K
MFS
22
MSI Financial Services
Massachusetts
$4K
Creative Planning
23
Creative Planning
Kansas
$3K
FAAS
24
First Allied Advisory Services
California
-$577K -18,020 Closed
Deutsche Bank
25
Deutsche Bank
Germany
-$466K -14,581 Closed

XSLV Hedge Fund Activity: Q3 2014 in Review

23 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P SmallCap Low Volatility ETF (XSLV) for Q3 2014, worth a combined $26.4M — down 4.8% from $27.7M a quarter earlier.

Fund positioning in XSLV was balanced in Q3 2014: 4 funds opened new positions, 4 closed out, 13 added to existing stakes and 3 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $2.48M. The largest seller was Virtu Financial, cutting an estimated $2.75M.

  • 23 institutional investors held Invesco S&P SmallCap Low Volatility ETF (XSLV) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $26.4M of Invesco S&P SmallCap Low Volatility ETF stock for Q3 2014, down 4.8% quarter-over-quarter.
  • 4 funds opened new Invesco S&P SmallCap Low Volatility ETF positions in Q3 2014 and 4 closed out, a net change of 0 holders.
  • The largest Invesco S&P SmallCap Low Volatility ETF buyer in Q3 2014 was Raymond James Financial Services Advisors, an estimated $2.48M added.
  • The largest Invesco S&P SmallCap Low Volatility ETF seller in Q3 2014 was Virtu Financial, an estimated $2.75M sold.

Based on aggregated 13F filings for Q3 2014.