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XLVS

POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS

Delisted

XLVS was delisted on the 22nd of March, 2011.

38 hedge funds and large institutions have $104M invested in POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

40% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 10

27% more funds holding

Funds holding: 3038 (+8)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $106M → $104M (-$1.75M)

Holders
38
Holders Change
+8
Holders Change %
+26.67%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
14
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$55.4M -$25.4M -460,746 -31%
Morgan Stanley
2
Morgan Stanley
New York
$11.4M +$2.25M +40,737 +25%
NCM
3
Niemann Capital Management
Nevada
$11M +$2.82M +51,211 +35%
U
4
UBS
Switzerland
$2.64M -$594K -10,782 -18%
RFC
5
Russell Frank Company
Washington
$2.27M -$173K -3,149 -7%
SG Americas Securities
6
SG Americas Securities
New York
$1.96M +$1.78M +32,330 +997%
Ameriprise
7
Ameriprise
Minnesota
$1.9M +$477K +8,656 +34%
AIG
8
American International Group
New York
$1.53M +$790K +14,339 +107%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.51M -$1.58M -28,668 -51%
Bank of America
10
Bank of America
North Carolina
$1.51M +$328K +5,948 +28%
CPC
11
Cookson Peirce & Co
Pennsylvania
$1.48M +$1.48M +26,890 New
RJA
12
Raymond James & Associates
Florida
$1.42M +$18.5K +335 +1%
Goldman Sachs
13
Goldman Sachs
New York
$1.29M +$1.29M +23,324 New
KFS
14
KMS Financial Services
Washington
$1.2M -$661 -12 -0.1%
MBT
15
Montecito Bank & Trust
California
$1.14M -$143K -2,589 -11%
VFS
16
VSR Financial Services
Kansas
$693K +$693K +12,569 New
RIG
17
RiverFront Investment Group
Virginia
$683K -$771 -14 -0.1%
BRWA
18
B. Riley Wealth Advisors
Florida
$617K +$73.3K +1,330 +13%
LPL Financial
19
LPL Financial
California
$616K +$616K +11,173 New
PI
20
Placemark Investments
Illinois
$549K +$39.9K +722 +8%
ST
21
Somerset Trust
Pennsylvania
$538K +$538K +9,754 New
JP Morgan Chase
22
JP Morgan Chase
New York
$529K +$50.4K +914 +11%
FPC
23
Falcon Point Capital
California
$510K +$67.8K +1,230 +15%
X
24
Xponance
Pennsylvania
$469K +$469K +8,520 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$463K -$11K -200 -2%

XLVS Hedge Fund Activity: Q4 2013 in Review

38 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO (XLVS) for Q4 2013, worth a combined $104M — down 1.6% from $106M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new XLVS positions and 3 closed out — a net gain of 8 holders — while 14 added to existing stakes and 10 trimmed.

The largest buyer was Niemann Capital Management, adding an estimated $2.82M. The largest seller was Wells Fargo, cutting an estimated $25.4M.

  • 38 institutional investors held POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO (XLVS) as of Q4 2013, up from 30 in Q3 2013.
  • Funds reported $104M of POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO stock for Q4 2013, down 1.6% quarter-over-quarter.
  • 11 funds opened new POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO positions in Q4 2013 and 3 closed out, a net change of +8 holders.
  • The largest POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO buyer in Q4 2013 was Niemann Capital Management, an estimated $2.82M added.
  • The largest POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO seller in Q4 2013 was Wells Fargo, an estimated $25.4M sold.

Based on aggregated 13F filings for Q4 2013.