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XLVS

POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS

Delisted

XLVS was delisted on the 22nd of March, 2011.

30 hedge funds and large institutions have $106M invested in POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

26% more capital invested

Capital invested by funds: $84.1M → $106M (+$22M)

0% more funds holding

Funds holding: 3030 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
11
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$71.9M +$3.91M +79,741 +6%
Morgan Stanley
2
Morgan Stanley
New York
$8.14M +$1.89M +38,545 +30%
NCM
3
Niemann Capital Management
Nevada
$7.27M +$7.27M +148,128 New
U
4
UBS
Switzerland
$2.88M +$1.21M +24,654 +73%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.75M +$1.77M +36,128 +181%
RFC
6
Russell Frank Company
Washington
$2.18M -$295K -6,017 -12%
Ameriprise
7
Ameriprise
Minnesota
$1.27M +$247K +5,026 +24%
RJA
8
Raymond James & Associates
Florida
$1.24M -$13.5K -276 -1%
MBT
9
Montecito Bank & Trust
California
$1.14M -$209K -4,261 -15%
KFS
10
KMS Financial Services
Washington
$1.06M +$34.8K +710 +3%
Bank of America
11
Bank of America
North Carolina
$1.05M +$5.2K +106 +0.5%
FAAS
12
First Allied Advisory Services
California
$920K -$93.2K -1,902 -9%
AIG
13
American International Group
New York
$655K +$2.65K +54 +0.4%
RIG
14
RiverFront Investment Group
Virginia
$609K -$442 -9 -0.1%
BRWA
15
B. Riley Wealth Advisors
Florida
$484K +$81.5K +1,660 +20%
PI
16
Placemark Investments
Illinois
$453K +$105K +2,145 +30%
JP Morgan Chase
17
JP Morgan Chase
New York
$426K +$426K +8,681 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$422K +$422K +8,594 New
FPC
19
Falcon Point Capital
California
$393K -$4.17K -85 -1%
HFS
20
HL Financial Services
Kentucky
$257K +$257K +5,234 New
DS
21
DRW Securities
Illinois
$217K +$217K +4,174 New
SG Americas Securities
22
SG Americas Securities
New York
$159K +$159K +3,244 New
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$72K
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$65K +$65K +1,318 New
Deutsche Bank
25
Deutsche Bank
Germany
$48K +$19.2K +400 +67%

XLVS Hedge Fund Activity: Q3 2013 in Review

30 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO (XLVS) for Q3 2013, worth a combined $106M — up 26% from $84.1M a quarter earlier.

Fund positioning in XLVS was balanced in Q3 2013: 7 funds opened new positions, 7 closed out, 11 added to existing stakes and 8 trimmed.

The largest buyer was Niemann Capital Management, opening a new position worth an estimated $7.27M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $3.65M sold.

  • 30 institutional investors held POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO (XLVS) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $106M of POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO stock for Q3 2013, up 26% quarter-over-quarter.
  • 7 funds opened new POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO positions in Q3 2013 and 7 closed out, a net change of 0 holders.
  • The largest POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO buyer in Q3 2013 was Niemann Capital Management, an estimated $7.27M added.
  • The largest POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO seller in Q3 2013 was Susquehanna International Group, an estimated $3.65M sold.

Based on aggregated 13F filings for Q3 2013.