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State Street Utilities Select Sector SPDR ETF

502 hedge funds and large institutions have $6.52B invested in State Street Utilities Select Sector SPDR ETF in 2016 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 133 increasing their positions, 214 reducing their positions, and 77 closing their positions.

New
Increased
Maintained
Reduced
Closed

18.69% more ownership

Funds ownership: 149.36%168.05% (+19%)

4% more capital invested

Capital invested by funds: $6.26B → $6.52B (+$257M)

6% less funds holding

Funds holding: 534502 (-32)

30% less first-time investments, than exits

New positions opened: 54 | Existing positions closed: 77

38% less repeat investments, than reductions

Existing positions increased: 133 | Existing positions reduced: 214

43% less funds holding in top 10

Funds holding in top 10: 4023 (-17)

62% less call options, than puts

Call options by funds: $600M | Put options by funds: $1.6B

Holders
502
Holders Change
-32
Holders Change %
-5.99%
% of All Funds
13.39%
Holding in Top 10
23
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-42.5%
% of All Funds
0.61%
New
54
Increased
133
Reduced
214
Closed
77
Calls
$600M
Puts
$1.6B
Net Calls
-$996M
Net Calls Change
-$581M
Name Holding Trade Value Shares
Change
Change in
Stake
LDB
151
Lee, Danner & Bass
Tennessee
$2.2M +$49.4K +1,944 +2%
SMA
152
Simply Money Advisors
Ohio
$2.17M +$1.36M +53,640 +153%
Citadel Advisors
153
Citadel Advisors
Florida
$2.17M +$2.25M +88,446 New
GH
154
GAM Holding
Switzerland
$2.16M +$203K +8,000 +10%
CCT
155
Chemung Canal Trust
New York
$2.15M -$72.1K -2,840 -3%
NCM
156
Noesis Capital Mangement
Florida
$2.12M +$82.3K +3,240 +4%
HCIA
157
Hochman Cole Investment Advisors
Illinois
$2.1M +$116K +4,550 +6%
SIA
158
Starfire Investment Advisers
Michigan
$2.06M +$6.09K +240 +0.3%
MBTD
159
Mechanics Bank - Trust Department
California
$2.04M +$2.12M +83,486 New
PC
160
Passport Capital
California
$1.97M +$2.04M +80,492 New
SWM
161
Segment Wealth Management
Texas
$1.97M -$3.1M -122,244 -60%
ClearBridge Investments
162
ClearBridge Investments
New York
$1.92M
ICOA
163
Investment Centers of America
North Dakota
$1.92M +$25.7K +1,012 +1%
JMPWA
164
JP Morgan Private Wealth Advisors
California
$1.91M -$61.5K -2,422 -3%
AA
165
Apriem Advisors
California
$1.85M +$66.3K +2,610 +4%
RMC
166
Regis Management Company
California
$1.83M -$613K -24,162 -24%
AIP
167
ARS Investment Partners
New York
$1.83M +$59.5K +2,342 +3%
SPC
168
Sigma Planning Corp
Michigan
$1.82M +$553K +21,790 +41%
TFA
169
Transamerica Financial Advisors
Florida
$1.71M -$908K -35,770 -34%
ST
170
Sabal Trust
Florida
$1.7M +$311K +12,240 +21%
TW
171
Transform Wealth
Colorado
$1.7M +$81.5K +3,210 +5%
OC
172
Oakworth Capital
Alabama
$1.69M -$929K -36,590 -35%
HIM
173
Hanlon Investment Management
New Jersey
$1.69M -$107K -4,208 -6%
LWAC
174
Laurel Wealth Advisors (California)
California
$1.68M +$48.7K +1,920 +3%
SIM
175
SSI Investment Management
California
$1.62M -$22.4K -884 -1%

XLU Hedge Fund Activity: Q3 2016 in Review

502 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street Utilities Select Sector SPDR ETF (XLU) for Q3 2016, worth a combined $6.52B — up 4.1% from $6.26B a quarter earlier.

Sellers outnumbered buyers: 77 funds closed out of XLU and 54 opened new positions — a net loss of 23 holders — while 214 trimmed existing stakes and 133 added.

The largest buyer was Morgan Stanley, adding an estimated $615M. The largest seller was Commerzbank Aktiengesellschaft, cutting an estimated $274M.

  • 502 institutional investors held State Street Utilities Select Sector SPDR ETF (XLU) as of Q3 2016, down from 534 in Q2 2016.
  • Funds reported $6.52B of State Street Utilities Select Sector SPDR ETF stock for Q3 2016, up 4.1% quarter-over-quarter.
  • 54 funds opened new State Street Utilities Select Sector SPDR ETF positions in Q3 2016 and 77 closed out, a net change of -23 holders.
  • The largest State Street Utilities Select Sector SPDR ETF buyer in Q3 2016 was Morgan Stanley, an estimated $615M added.
  • The largest State Street Utilities Select Sector SPDR ETF seller in Q3 2016 was Commerzbank Aktiengesellschaft, an estimated $274M sold.

Based on aggregated 13F filings for Q3 2016.