We are live on ! Find out more
XLU icon

State Street Utilities Select Sector SPDR ETF

388 hedge funds and large institutions have $6.57B invested in State Street Utilities Select Sector SPDR ETF in 2014 Q3 according to their latest regulatory filings, with 28 funds opening new positions, 138 increasing their positions, 159 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

24.8% more ownership

Funds ownership: 210.23%235.03% (+25%)

4% less funds holding

Funds holding: 404388 (-16)

10% less capital invested

Capital invested by funds: $7.26B → $6.57B (-$690M)

13% less repeat investments, than reductions

Existing positions increased: 138 | Existing positions reduced: 159

35% less first-time investments, than exits

New positions opened: 28 | Existing positions closed: 43

45% less funds holding in top 10

Funds holding in top 10: 2916 (-13)

50% less call options, than puts

Call options by funds: $288M | Put options by funds: $581M

Holders
388
Holders Change
-16
Holders Change %
-3.96%
% of All Funds
11.26%
Holding in Top 10
16
Holding in Top 10 Change
-13
Holding in Top 10 Change %
-44.83%
% of All Funds
0.46%
New
28
Increased
138
Reduced
159
Closed
43
Calls
$288M
Puts
$581M
Net Calls
-$292M
Net Calls Change
-$151M
Name Holding Trade Value Shares
Change
Change in
Stake
FAM
101
Foothills Asset Management
Arizona
$2.45M +$2.33K +110 +0.1%
NCM
102
Noesis Capital Mangement
Florida
$2.44M +$55.1K +2,600 +2%
MFS
103
MSI Financial Services
Massachusetts
$2.44M -$853K -40,240 -26%
Nomura Holdings
104
Nomura Holdings
Japan
$2.41M -$10.4M -490,620 -81%
LDB
105
Lee, Danner & Bass
Tennessee
$2.39M +$166K +7,854 +7%
BHWM
106
Bar Harbor Wealth Management
New Hampshire
$2.35M -$12.5K -590 -0.5%
SFA
107
Sequoia Financial Advisors
Ohio
$2.31M -$219K -10,334 -9%
JCM
108
Janney Capital Management
Pennsylvania
$2.28M +$33.8K +1,594 +1%
PSW
109
Portfolio Strategies (Washington)
Washington
$2.28M +$1.87M +88,206 +438%
PCTC
110
Perkins Coie Trust Company
Washington
$2.24M -$9.75K -460 -0.4%
WIC
111
Woodmont Investment Counsel
Tennessee
$2.16M +$45.5K +2,150 +2%
PIA
112
Peachtree Investment Advisors
Georgia
$2.14M -$2.41M -113,554 -53%
SWM
113
Segment Wealth Management
Texas
$2.14M +$793K +37,408 +58%
BRM
114
Boston Research & Management
Massachusetts
$2.1M -$44.9K -2,120 -2%
CCT
115
Chemung Canal Trust
New York
$1.99M -$347K -16,400 -15%
TTWM
116
TCV Trust & Wealth Management
Virginia
$1.97M -$24.3K -1,148 -1%
ClearBridge Investments
117
ClearBridge Investments
New York
$1.94M
RJA
118
Raymond James & Associates
Florida
$1.9M -$2.63M -124,040 -58%
BAC
119
Boys Arnold & Co
North Carolina
$1.88M -$71K -3,350 -4%
FAAS
120
First Allied Advisory Services
California
$1.85M +$580K +27,376 +45%
SCM
121
Stuyvesant Capital Management
New York
$1.85M +$1.86M +87,800 New
CNC
122
Citizens & Northern Corp
Pennsylvania
$1.85M -$12.7K -598 -0.7%
MSU
123
Maple Securities USA
New Jersey
$1.8M -$4.42M -208,660 -71%
PI
124
Placemark Investments
Illinois
$1.8M -$484K -22,822 -21%
ICMC
125
Intrepid Capital Management (Connecticut)
Connecticut
$1.79M

XLU Hedge Fund Activity: Q3 2014 in Review

388 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street Utilities Select Sector SPDR ETF (XLU) for Q3 2014, worth a combined $6.57B — down 9.5% from $7.26B a quarter earlier.

Sellers outnumbered buyers: 43 funds closed out of XLU and 28 opened new positions — a net loss of 15 holders — while 159 trimmed existing stakes and 138 added.

The largest buyer was Citigroup, adding an estimated $157M. The largest seller was Euclid Advisors, exiting entirely with an estimated $516M sold.

  • 388 institutional investors held State Street Utilities Select Sector SPDR ETF (XLU) as of Q3 2014, down from 404 in Q2 2014.
  • Funds reported $6.57B of State Street Utilities Select Sector SPDR ETF stock for Q3 2014, down 9.5% quarter-over-quarter.
  • 28 funds opened new State Street Utilities Select Sector SPDR ETF positions in Q3 2014 and 43 closed out, a net change of -15 holders.
  • The largest State Street Utilities Select Sector SPDR ETF buyer in Q3 2014 was Citigroup, an estimated $157M added.
  • The largest State Street Utilities Select Sector SPDR ETF seller in Q3 2014 was Euclid Advisors, an estimated $516M sold.

Based on aggregated 13F filings for Q3 2014.