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State Street Utilities Select Sector SPDR ETF

388 hedge funds and large institutions have $6.57B invested in State Street Utilities Select Sector SPDR ETF in 2014 Q3 according to their latest regulatory filings, with 28 funds opening new positions, 138 increasing their positions, 159 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

24.8% more ownership

Funds ownership: 210.23%235.03% (+25%)

4% less funds holding

Funds holding: 404388 (-16)

10% less capital invested

Capital invested by funds: $7.26B → $6.57B (-$690M)

13% less repeat investments, than reductions

Existing positions increased: 138 | Existing positions reduced: 159

35% less first-time investments, than exits

New positions opened: 28 | Existing positions closed: 43

45% less funds holding in top 10

Funds holding in top 10: 2916 (-13)

50% less call options, than puts

Call options by funds: $288M | Put options by funds: $581M

Holders
388
Holders Change
-16
Holders Change %
-3.96%
% of All Funds
11.26%
Holding in Top 10
16
Holding in Top 10 Change
-13
Holding in Top 10 Change %
-44.83%
% of All Funds
0.46%
New
28
Increased
138
Reduced
159
Closed
43
Calls
$288M
Puts
$581M
Net Calls
-$292M
Net Calls Change
-$151M
Name Holding Trade Value Shares
Change
Change in
Stake
HJA
76
Hugh Johnson Advisors
New York
$4.05M +$141K +6,646 +4%
IFWM
77
Institute for Wealth Management
Colorado
$3.93M -$281K -13,252 -7%
MCM
78
Manchester Capital Management
Vermont
$3.9M -$12.6K -594 -0.3%
JG
79
Jefferies Group
New York
$3.87M +$3.9M +184,000 New
PSI
80
Pinnacle Summer Investments
Virginia
$3.84M +$1.5M +70,582 +63%
FFBTD
81
First Financial Bank - Trust Division
Ohio
$3.84M +$51.9K +2,448 +1%
Northwestern Mutual Wealth Management
82
Northwestern Mutual Wealth Management
Wisconsin
$3.69M +$242K +11,412 +7%
AIG
83
American International Group
New York
$3.68M +$395K +18,636 +12%
NFG
84
Next Financial Group
Texas
$3.65M +$3.67M +173,428 New
NB
85
NBT Bank
New York
$3.62M -$396K -18,710 -10%
SSB
86
Sandy Spring Bank
Maryland
$3.48M -$111K -5,260 -3%
DY
87
Dowling & Yahnke
California
$3.46M -$80.2K -3,786 -2%
MBT
88
Monroe Bank & Trust
Michigan
$3.38M -$63.6K -3,004 -2%
AWE
89
Avidian Wealth Enterprises
Texas
$3.38M -$3.31M -156,434 -49%
LFM
90
Lumina Fund Management
New York
$3.3M
UAS
91
United Asset Strategies
New York
$3.3M +$256K +12,060 +8%
CP
92
Cinque Partners
California
$3.14M +$634K +29,916 +25%
GEM
93
Global Endowment Management
North Carolina
$3.05M
EVM
94
Evelyn V. Moreno
$3.03M -$38.8K -1,830 -1%
TFA
95
Toth Financial Advisory
Virginia
$3.02M -$53.7K -2,534 -2%
N
96
Nuveen
North Carolina
$2.6M +$27.3K +1,288 +1%
Ameriprise
97
Ameriprise
Minnesota
$2.57M -$13.9M -656,652 -84%
NMIFOAC
98
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$2.52M
Lazard Asset Management
99
Lazard Asset Management
New York
$2.52M +$2.54M +120,000 New
NPC
100
National Planning Corporation
California
$2.46M +$220K +10,402 +10%

XLU Hedge Fund Activity: Q3 2014 in Review

388 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street Utilities Select Sector SPDR ETF (XLU) for Q3 2014, worth a combined $6.57B — down 9.5% from $7.26B a quarter earlier.

Sellers outnumbered buyers: 43 funds closed out of XLU and 28 opened new positions — a net loss of 15 holders — while 159 trimmed existing stakes and 138 added.

The largest buyer was Citigroup, adding an estimated $157M. The largest seller was Euclid Advisors, exiting entirely with an estimated $516M sold.

  • 388 institutional investors held State Street Utilities Select Sector SPDR ETF (XLU) as of Q3 2014, down from 404 in Q2 2014.
  • Funds reported $6.57B of State Street Utilities Select Sector SPDR ETF stock for Q3 2014, down 9.5% quarter-over-quarter.
  • 28 funds opened new State Street Utilities Select Sector SPDR ETF positions in Q3 2014 and 43 closed out, a net change of -15 holders.
  • The largest State Street Utilities Select Sector SPDR ETF buyer in Q3 2014 was Citigroup, an estimated $157M added.
  • The largest State Street Utilities Select Sector SPDR ETF seller in Q3 2014 was Euclid Advisors, an estimated $516M sold.

Based on aggregated 13F filings for Q3 2014.