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State Street Utilities Select Sector SPDR ETF

330 hedge funds and large institutions have $3.71B invested in State Street Utilities Select Sector SPDR ETF in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 92 increasing their positions, 151 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more call options, than puts

Call options by funds: $1.33B | Put options by funds: $647M

4% less funds holding

Funds holding: 345330 (-15)

6% less capital invested

Capital invested by funds: $3.96B → $3.71B (-$252M)

6.97% less ownership

Funds ownership: 148.46%141.49% (-7%)

21% less first-time investments, than exits

New positions opened: 41 | Existing positions closed: 52

32% less funds holding in top 10

Funds holding in top 10: 1913 (-6)

39% less repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 151

Holders
330
Holders Change
-15
Holders Change %
-4.35%
% of All Funds
10.7%
Holding in Top 10
13
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-31.58%
% of All Funds
0.42%
New
41
Increased
92
Reduced
151
Closed
52
Calls
$1.33B
Puts
$647M
Net Calls
+$686M
Net Calls Change
+$760M
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
51
Assured Investment Management
New York
$6.93M +$1.16M +60,900 +20%
LI
52
Longer Investments
Arkansas
$6.26M -$556K -29,170 -8%
TAM
53
Tocqueville Asset Management
New York
$6.24M -$34.5K -1,810 -0.5%
Edgewood Management
54
Edgewood Management
Connecticut
$5.97M -$38.1K -2,000 -0.6%
MFBTD
55
MB Financial Bank - Trust Department
Illinois
$5.71M +$324K +17,030 +6%
LTFS
56
Ladenburg Thalmann Financial Services
Florida
$5.26M +$633K +33,240 +13%
BB
57
Busey Bank
Illinois
$5.06M +$517K +27,150 +11%
NCM
58
Nelson Capital Management
California
$5.03M +$82.3K +4,320 +2%
Mirae Asset Global Investments
59
Mirae Asset Global Investments
South Korea
$4.99M +$5.08M +266,800 New
UF
60
Univest Financial
Pennsylvania
$4.63M -$99.9K -5,246 -2%
NB
61
NBT Bank
New York
$4.6M +$112K +5,904 +2%
GT
62
Glenmede Trust
Pennsylvania
$4.45M -$556K -29,180 -11%
Thrivent Financial for Lutherans
63
Thrivent Financial for Lutherans
Minnesota
$4.44M +$49.5K +2,600 +1%
UAS
64
United Asset Strategies
New York
$3.98M +$115K +6,054 +3%
State Street
65
State Street
Massachusetts
$3.98M +$2.4M +125,892 +145%
BII
66
Bainco International Investors
Massachusetts
$3.9M +$212K +11,110 +6%
Daiwa Securities Group
67
Daiwa Securities Group
Japan
$3.87M +$3.87M +203,000 New
CFB
68
Cullen/Frost Bankers
Texas
$3.87M -$107K -5,638 -3%
TRCT
69
Tower Research Capital (TRC)
New York
$3.82M -$2.44M -127,908 -38%
VKH
70
Virtu KCG Holdings
New York
$3.79M +$3.87M +203,056 New
FSIM
71
F-Squared Investment Management
Massachusetts
$3.61M +$1.69M +88,792 +85%
MCM
72
Manchester Capital Management
Vermont
$3.48M
DY
73
Dowling & Yahnke
California
$3.45M -$111K -5,800 -3%
Cambridge Investment Research Advisors
74
Cambridge Investment Research Advisors
Iowa
$3.44M -$414K -21,752 -11%
SSB
75
Sandy Spring Bank
Maryland
$3.43M -$235K -12,310 -6%

XLU Hedge Fund Activity: Q3 2013 in Review

330 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street Utilities Select Sector SPDR ETF (XLU) for Q3 2013, worth a combined $3.71B — down 6.4% from $3.96B a quarter earlier.

Sellers outnumbered buyers: 52 funds closed out of XLU and 41 opened new positions — a net loss of 11 holders — while 151 trimmed existing stakes and 92 added.

The largest buyer was Barclays, adding an estimated $222M. The largest seller was Commerzbank Aktiengesellschaft, cutting an estimated $229M.

  • 330 institutional investors held State Street Utilities Select Sector SPDR ETF (XLU) as of Q3 2013, down from 345 in Q2 2013.
  • Funds reported $3.71B of State Street Utilities Select Sector SPDR ETF stock for Q3 2013, down 6.4% quarter-over-quarter.
  • 41 funds opened new State Street Utilities Select Sector SPDR ETF positions in Q3 2013 and 52 closed out, a net change of -11 holders.
  • The largest State Street Utilities Select Sector SPDR ETF buyer in Q3 2013 was Barclays, an estimated $222M added.
  • The largest State Street Utilities Select Sector SPDR ETF seller in Q3 2013 was Commerzbank Aktiengesellschaft, an estimated $229M sold.

Based on aggregated 13F filings for Q3 2013.