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State Street Utilities Select Sector SPDR ETF

330 hedge funds and large institutions have $3.71B invested in State Street Utilities Select Sector SPDR ETF in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 92 increasing their positions, 151 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more call options, than puts

Call options by funds: $1.33B | Put options by funds: $647M

4% less funds holding

Funds holding: 345330 (-15)

6% less capital invested

Capital invested by funds: $3.96B → $3.71B (-$252M)

6.97% less ownership

Funds ownership: 148.46%141.49% (-7%)

21% less first-time investments, than exits

New positions opened: 41 | Existing positions closed: 52

32% less funds holding in top 10

Funds holding in top 10: 1913 (-6)

39% less repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 151

Holders
330
Holders Change
-15
Holders Change %
-4.35%
% of All Funds
10.7%
Holding in Top 10
13
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-31.58%
% of All Funds
0.42%
New
41
Increased
92
Reduced
151
Closed
52
Calls
$1.33B
Puts
$647M
Net Calls
+$686M
Net Calls Change
+$760M
Name Holding Trade Value Shares
Change
Change in
Stake
SMA
326
Simply Money Advisors
Ohio
$4K -$179K -9,404 -98%
Toronto Dominion Bank
327
Toronto Dominion Bank
Ontario, Canada
$1K
WT
328
Whittier Trust
California
$1K
EA
329
Euclid Advisors
Connecticut
-$213M -11,298,320 Closed
ECP
330
Empyrean Capital Partners
California
-$39.1M -2,080,764 Closed
AAA
331
Alpine Associates Advisors
New Jersey
-$28.8M -1,532,200 Closed
VIA
332
Virtus Investment Advisers
Connecticut
-$25M -1,330,636 Closed
QIM
333
Quantitative Investment Management
Virginia
-$18M -956,200 Closed
WC
334
Wexford Capital
Florida
-$9.3M -494,094 Closed
SC
335
Sculptor Capital
New York
-$9.05M -481,270 Closed
Prudential Financial
336
Prudential Financial
New Jersey
-$6.92M -368,000 Closed
SWM
337
Strategic Wealth Management
Washington
-$6.25M -332,444 Closed
FAAM
338
First Allied Asset Management
California
-$5.23M -274,894 Closed
DA
339
DSC Advisors
Illinois
-$4.93M -262,000 Closed
VF
340
Virtu Financial
New York
-$3.18M -168,986 Closed
DIP
341
DT Investment Partners
Pennsylvania
-$2.27M -120,392 Closed
EM
342
EnTrustPermal Management
New York
-$1.96M -104,258 Closed
TIM
343
Trident Investment Management
New York
-$1.86M -99,054 Closed
PAMU
344
Pictet Asset Management (UK)
United Kingdom
-$1.72M -91,200 Closed
BCM
345
Bluefin Capital Management
New York
-$1.5M -78,556 Closed
ACM
346
Avalon Capital Management
California
-$1.38M -73,520 Closed
BFA
347
Beaumont Financial Advisors
Massachusetts
-$1.21M -64,126 Closed
GML
348
Gems Management Ltd
Bahamas
-$1.15M -61,126 Closed
PFM
349
Parsec Financial Management
North Carolina
-$1.13M -59,948 Closed
AC
350
Andromeda Capital
New York
-$783K -41,612 Closed

XLU Hedge Fund Activity: Q3 2013 in Review

330 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street Utilities Select Sector SPDR ETF (XLU) for Q3 2013, worth a combined $3.71B — down 6.4% from $3.96B a quarter earlier.

Sellers outnumbered buyers: 52 funds closed out of XLU and 41 opened new positions — a net loss of 11 holders — while 151 trimmed existing stakes and 92 added.

The largest buyer was Barclays, adding an estimated $222M. The largest seller was Commerzbank Aktiengesellschaft, cutting an estimated $229M.

  • 330 institutional investors held State Street Utilities Select Sector SPDR ETF (XLU) as of Q3 2013, down from 345 in Q2 2013.
  • Funds reported $3.71B of State Street Utilities Select Sector SPDR ETF stock for Q3 2013, down 6.4% quarter-over-quarter.
  • 41 funds opened new State Street Utilities Select Sector SPDR ETF positions in Q3 2013 and 52 closed out, a net change of -11 holders.
  • The largest State Street Utilities Select Sector SPDR ETF buyer in Q3 2013 was Barclays, an estimated $222M added.
  • The largest State Street Utilities Select Sector SPDR ETF seller in Q3 2013 was Commerzbank Aktiengesellschaft, an estimated $229M sold.

Based on aggregated 13F filings for Q3 2013.